NETTER DONALD T exercised options at QUMU CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/11/2018ACC: 0000921895-18-001659
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
25K acquired · 25K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+25K
Price / share
—
Trade value
—
% of position
New position
5/9/2018
0.00→25K
Total
Net shares
+25K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/9/2018 | M · Option Exercise | +25K | — | — | New position | 0.00 | 25K |
| Total | +25K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Unit
Direct
Converts to
Common Stock
25K shares
Shares
−25K
Strike price
Held after
0.00
Exercisable
—
5/9/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock25K shares | 5/9/2018 | M · Option Exercise | −25K | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned580.50K
Total
580.50K indirect580.50K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 580.50K | Indirect |
| Total | 580.50K | 580.50K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported