NESTER JOSEPH B enters NERIUM BIOTECHNOLOGY INC with 286.62K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 11/30/2020ACC: 0001019056-20-000611
Officer· Sec-Treasurer
Since Nov 2020
286.62K
Baseline shares
93% direct
265.20K
Direct ownership
1 position
550K
Derivative underlying
3 instruments
3
Security positions
21.42K indirect
Non-Derivative Holdings3
Common Stock
DirectShares owned265.20K
Common Stock
IndirectShares owned20K
Common Stock
IndirectShares owned1.42K
Total
265.20K direct·21.42K indirect286.62K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 265.20K | Direct |
| Common Stock | 20K | Indirect |
| Common Stock | 1.42K | Indirect |
| Total | 286.62K | 265.20K direct·21.42K indirect |
Derivative Holdings3
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
200K
Shares owned
N/A
Exercise price
2.00
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
200K
Shares owned
N/A
Exercise price
1.00
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
150K
Shares owned
N/A
Exercise price
2.00
Expiration
—
Exercise window
—
Total
Underlying
550K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock | 2.00 | — | — | 200K | N/A |
| Stock Options Direct | Common Stock | 1.00 | — | — | 200K | N/A |
| Stock Options Direct | Common Stock | 2.00 | — | — | 150K | N/A |
| Total | 550K | 0.00 | ||||