NESI VICTOR (Co-President) exercised options at STIFEL FINANCIAL CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/3/2026ACC: 0001193125-26-035679
Officer· Co-President
Since Aug 2018
-3.52K
Net shares
Net seller
$444.6K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
6.90K acquired · 10.42K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+6.90K
Price / share
—
Trade value
—
% of position
4.8%
1/30/2026
143.57K→150.47K
Common Stock
Direct
Shares
−3.52K
Price / share
$126.24
Trade value
$444.62K
% of position
2.3%
1/30/2026
150.47K→146.94K
Total
Net shares
+3.38K
Net value
-$444.62K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/30/2026 | M · Option Exercise | +6.90K | — | — | 4.8% | 143.57K | 150.47K |
| Common Stock Direct | 1/30/2026 | F · Tax Withholding | −3.52K | $126.24 | $444.62K | 2.3% | 150.47K | 146.94K |
| Total | +3.38K | -$444.62K | ||||||
Derivative Transactions1
Phantom Stock Units
Direct
Converts to
Common Stock
6.90K shares
Shares
−6.90K
Strike price
0
Held after
49.76K
Exercisable
—
1/30/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Stock Units Direct | Common Stock6.90K shares | 1/30/2026 | M · Option Exercise | −6.90K | 0 | — | 49.76K |
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned31K
Common Stock
IndirectShares owned41.98K
Common Stock
IndirectShares owned44.23K
Total
117.21K indirect117.21K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 31K | Indirect |
| Common Stock | 41.98K | Indirect |
| Common Stock | 44.23K | Indirect |
| Total | 117.21K | 117.21K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported