NESI VICTOR (Co-President) exercised options at STIFEL FINANCIAL CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/28/2026ACC: 0001193125-26-027323
Officer· Co-President
Since Aug 2018
-11.98K
Net shares
Net seller
$1.55M
Total sold
0
Open market trades
0B · 0S
3
Total transactions
25.59K acquired · 37.57K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+25.59K
Price / share
—
Trade value
—
% of position
19.7%
1/26/2026
129.96K→155.55K
Common Stock
Direct
Shares
−11.98K
Price / share
$129.20
Trade value
$1.55M
% of position
7.7%
1/26/2026
155.55K→143.57K
Total
Net shares
+13.61K
Net value
-$1.55M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/26/2026 | M · Option Exercise | +25.59K | — | — | 19.7% | 129.96K | 155.55K |
| Common Stock Direct | 1/26/2026 | F · Tax Withholding | −11.98K | $129.20 | $1.55M | 7.7% | 155.55K | 143.57K |
| Total | +13.61K | -$1.55M | ||||||
Derivative Transactions1
Phantom Stock Units
Direct
Converts to
Common Stock
25.59K shares
Shares
−25.59K
Strike price
0
Held after
56.66K
Exercisable
—
1/26/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Stock Units Direct | Common Stock25.59K shares | 1/26/2026 | M · Option Exercise | −25.59K | 0 | — | 56.66K |
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned41.98K
Common Stock
IndirectShares owned44.23K
Common Stock
IndirectShares owned31K
Total
117.21K indirect117.21K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 41.98K | Indirect |
| Common Stock | 44.23K | Indirect |
| Common Stock | 31K | Indirect |
| Total | 117.21K | 117.21K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported