NEPTUNE SECURITIES SETTLEMENT FUND

PrivateCIK: 1997608
Location

CHICAGO, IL

NEPTUNE SECURITIES SETTLEMENT FUND sold 12.2% of their position (247.60K shares) of NEPTUNE WELLNESS SOLUTIONS INC. on the open market

Open‑market sale worth $187.9K — a moderate reduction. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 3 sales
10% Owner
Since Oct 2023
-247.60K
Net shares
Net seller
$187.9K
Total sold
3
Open market trades
0B · 3S
3
Total transactions
247.60K disposed
Non-Derivative Transactions3

common stock

Direct
S · Sale

Shares

29.13K

Price / share

$0.70

Trade value

$20.41K

% of position

1.4%
11/28/2023
2.03M2M

common stock

Direct
S · Sale

Shares

16.60K

Price / share

$0.71

Trade value

$11.71K

% of position

0.8%
11/29/2023
2M1.98M

common stock

Direct
S · Sale

Shares

201.87K

Price / share

$0.77

Trade value

$155.83K

% of position

10.2%
11/30/2023
1.98M1.78M
Total

Net shares

247.60K

Net value

-$187.95K

Derivative Transactions0
No derivative transactions reported
NEPTUNE SECURITIES SETTLEMENT FUND — Insider Transaction (Form 4) Filed Nov 30, 2023 | Finecho