NEPTUNE SECURITIES SETTLEMENT FUND

PrivateCIK: 1997608
Location

CHICAGO, IL

NEPTUNE SECURITIES SETTLEMENT FUND sold 13.4% of their position (315.01K shares) of NEPTUNE WELLNESS SOLUTIONS INC. on the open market

Open‑market sale worth $266.3K — a moderate reduction. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 4 sales
10% Owner
Since Oct 2023
-315.01K
Net shares
Net seller
$266.3K
Total sold
4
Open market trades
0B · 4S
4
Total transactions
315.01K disposed
Non-Derivative Transactions4

common stock

Direct
S · Sale

Shares

613.00

Price / share

$0.70

Trade value

$429.10

% of position

0.0%
11/13/2023
2.34M2.34M

common stock

Direct
S · Sale

Shares

32.00

Price / share

$0.70

Trade value

$22.40

% of position

0.0%
11/14/2023
2.34M2.34M

common stock

Direct
S · Sale

Shares

215.84K

Price / share

$0.88

Trade value

$189.79K

% of position

9.2%
11/20/2023
2.34M2.13M

common stock

Direct
S · Sale

Shares

98.53K

Price / share

$0.77

Trade value

$76.11K

% of position

4.6%
11/21/2023
2.13M2.03M
Total

Net shares

315.01K

Net value

-$266.34K

Derivative Transactions0
No derivative transactions reported
NEPTUNE SECURITIES SETTLEMENT FUND — Insider Transaction (Form 4) Filed Nov 21, 2023 | Finecho