Filed: 11/14/2023ACC: 0001172661-23-004055
📋 What this filing means
NEOS INVESTMENT MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 357 equity positions with a total reported market value of $782.71M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
357
Positions
$782.71M
Total AUM (reported)
6.62M
Total Shares
Allocation by class
COM$620.29M79.2%
CL A$52.93M6.8%
CAP STK CL A$20.12M2.6%
CAP STK CL C$19.05M2.4%
COM NEW$13.38M1.7%
VNG RUS2000IDX$12.11M1.5%
COM CL A$8.59M1.1%
Portfolio Concentration
Top 3$163.04M20.8%
4–10$134.96M17.2%
11–25$118.37M15.1%
Rest$366.34M46.8%
Top 3 weight
20.8%
Top 10 weight
38.1%
Voting Authority Distribution
Total shares with voting rights: 6.62M
Sole
Full voting authority
6.28M
shares
% of voting shares94.9%
Shared
Joint voting authority
339.44K
shares
% of voting shares5.1%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole306
Shared0
Other51
Dominant voting typeSole · 94.9% of voting shares
Institutional Holdings357
Rows:
APPLE INC
SOLEShares402.41K
TypeSH
Market value$68.90M
8.80%
Sole
402.41K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares196.44K
TypeSH
Market value$62.03M
7.92%
Sole
196.44K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares252.68K
TypeSH
Market value$32.12M
4.10%
Sole
252.68K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares63.96K
TypeSH
Market value$27.82M
3.55%
Sole
63.96K
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares71.31K
TypeSH
Market value$21.41M
2.73%
Sole
71.31K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares153.77K
TypeSH
Market value$20.12M
2.57%
Sole
153.77K
Shared
0.00
None
0.00
TESLA INC
SOLEShares77.57K
TypeSH
Market value$19.41M
2.48%
Sole
77.57K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares144.51K
TypeSH
Market value$19.05M
2.43%
Sole
144.51K
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares18.10K
TypeSH
Market value$15.04M
1.92%
Sole
18.10K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
OTRShares169.50K
TypeSH
Market value$12.11M
1.55%
Sole
169.50K
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW
SOLEShares19.74K
TypeSH
Market value$11.15M
1.42%
Sole
19.74K
Shared
0.00
None
0.00
PEPSICO INC
SOLEShares61.54K
TypeSH
Market value$10.43M
1.33%
Sole
61.54K
Shared
0.00
None
0.00
ADOBE INC
SOLEShares20.25K
TypeSH
Market value$10.32M
1.32%
Sole
20.25K
Shared
0.00
None
0.00
CISCO SYS INC
SOLEShares185.07K
TypeSH
Market value$9.95M
1.27%
Sole
185.07K
Shared
0.00
None
0.00
COMCAST CORP NEW
SOLEShares184.29K
TypeSH
Market value$8.17M
1.04%
Sole
184.29K
Shared
0.00
None
0.00
AMGEN INC
SOLEShares28.25K
TypeSH
Market value$7.59M
0.97%
Sole
28.25K
Shared
0.00
None
0.00
NETFLIX INC
SOLEShares19.77K
TypeSH
Market value$7.47M
0.95%
Sole
19.77K
Shared
0.00
None
0.00
ADVANCED MICRO DEVICES INC
SOLEShares71.11K
TypeSH
Market value$7.31M
0.93%
Sole
71.11K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
SOLEShares13.73K
TypeSH
Market value$6.92M
0.88%
Sole
13.73K
Shared
0.00
None
0.00
INTEL CORP
SOLEShares193.21K
TypeSH
Market value$6.87M
0.88%
Sole
193.21K
Shared
0.00
None
0.00
INTUIT
SOLEShares13.02K
TypeSH
Market value$6.65M
0.85%
Sole
12.61K
Shared
408.00
None
0.00
T-MOBILE US INC
SOLEShares47.23K
TypeSH
Market value$6.62M
0.85%
Sole
47.23K
Shared
0.00
None
0.00
TEXAS INSTRS INC
SOLEShares40.89K
TypeSH
Market value$6.50M
0.83%
Sole
40.89K
Shared
0.00
None
0.00
HONEYWELL INTL INC
SOLEShares34.26K
TypeSH
Market value$6.33M
0.81%
Sole
34.26K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares17.38K
TypeSH
Market value$6.09M
0.78%
Sole
17.38K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 402.41K | SH | $68.90M 8.80% | 402.41K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 196.44K | SH | $62.03M 7.92% | 196.44K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 252.68K | SH | $32.12M 4.10% | 252.68K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 63.96K | SH | $27.82M 3.55% | 63.96K | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 71.31K | SH | $21.41M 2.73% | 71.31K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 153.77K | SH | $20.12M 2.57% | 153.77K | 0.00 | 0.00 |
TESLA INCSOLE | COM | 77.57K | SH | $19.41M 2.48% | 77.57K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 144.51K | SH | $19.05M 2.43% | 144.51K | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 18.10K | SH | $15.04M 1.92% | 18.10K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSOTR | VNG RUS2000IDX | 169.50K | SH | $12.11M 1.55% | 169.50K | 0.00 | 0.00 |
COSTCO WHSL CORP NEWSOLE | COM | 19.74K | SH | $11.15M 1.42% | 19.74K | 0.00 | 0.00 |
PEPSICO INCSOLE | COM | 61.54K | SH | $10.43M 1.33% | 61.54K | 0.00 | 0.00 |
ADOBE INCSOLE | COM | 20.25K | SH | $10.32M 1.32% | 20.25K | 0.00 | 0.00 |
CISCO SYS INCSOLE | COM | 185.07K | SH | $9.95M 1.27% | 185.07K | 0.00 | 0.00 |
COMCAST CORP NEWSOLE | CL A | 184.29K | SH | $8.17M 1.04% | 184.29K | 0.00 | 0.00 |
AMGEN INCSOLE | COM | 28.25K | SH | $7.59M 0.97% | 28.25K | 0.00 | 0.00 |
NETFLIX INCSOLE | COM | 19.77K | SH | $7.47M 0.95% | 19.77K | 0.00 | 0.00 |
ADVANCED MICRO DEVICES INCSOLE | COM | 71.11K | SH | $7.31M 0.93% | 71.11K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCSOLE | COM | 13.73K | SH | $6.92M 0.88% | 13.73K | 0.00 | 0.00 |
INTEL CORPSOLE | COM | 193.21K | SH | $6.87M 0.88% | 193.21K | 0.00 | 0.00 |
INTUITSOLE | COM | 13.02K | SH | $6.65M 0.85% | 12.61K | 408.00 | 0.00 |
T-MOBILE US INCSOLE | COM | 47.23K | SH | $6.62M 0.85% | 47.23K | 0.00 | 0.00 |
TEXAS INSTRS INCSOLE | COM | 40.89K | SH | $6.50M 0.83% | 40.89K | 0.00 | 0.00 |
HONEYWELL INTL INCSOLE | COM | 34.26K | SH | $6.33M 0.81% | 34.26K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 17.38K | SH | $6.09M 0.78% | 17.38K | 0.00 | 0.00 |
Page 1 of 15
…