NEOGENESIS HOLDING CO. LTD. made both purchases and sales at NEWBORN ACQUISITION CORP
Purchased 19.9% of their position (272.50K shares) and sold 6.1% of their position (100K shares) — review individual transaction dates and prices for directional context.
P · 1S · 1
Filed: 4/21/2020ACC: 0001213900-20-009743
10% Owner
Since Feb 2020
+717.50K
Net shares
Net buyer
$10.00
Total sold
2
Open market trades
1B · 1S
4
Total transactions
817.50K acquired · 100K disposed
Non-Derivative Transactions2
Ordinary Shares
Direct
Shares
+272.50K
Price / share
$10.00
Trade value
$2.73M
% of position
19.9%
2/20/2020
1.37M→1.65M
Ordinary Shares
Direct
Shares
−100K
Price / share
$0.00
Trade value
$10.00
% of position
6.1%
4/20/2020
1.65M→1.54M
Total
Net shares
+172.50K
Net value
$2.72M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares Direct | 2/20/2020 | P · Purchase | +272.50K | $10.00 | $2.73M | 19.9% | 1.37M | 1.65M |
| Ordinary Shares Direct | 4/20/2020 | S · Sale | −100K | $0.00 | $10.00 | 6.1% | 1.65M | 1.54M |
| Total | +172.50K | $2.72M | ||||||
Derivative Transactions2
Warrants to purchase Ordinary Shares
Direct
Converts to
Ordinary Shares
136.25K shares
Shares
+272.50K
Strike price
11.50
Held after
272.50K
Exercisable
—
2/20/2020
Rights to acquire Ordinary Shares
Direct
Converts to
Ordinary Shares
27.25K shares
Shares
+272.50K
Strike price
Held after
272.50K
Exercisable
—
2/20/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Warrants to purchase Ordinary Shares Direct | Ordinary Shares136.25K shares | 2/20/2020 | P · Purchase | +272.50K | 11.50 | — | 272.50K |
| Rights to acquire Ordinary Shares Direct | Ordinary Shares27.25K shares | 2/20/2020 | P · Purchase | +272.50K | — | 272.50K |