NELSON ERIK S enters NOCERA, INC. with 650K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Indirect Derivatives
Filed: 2/7/2019ACC: 0001065949-19-000023
DirectorOfficer· Corporate Secretary
Since Dec 2018
650K
Baseline shares
0.00
Direct ownership
0 positions
800K
Derivative underlying
4 instruments
2
Security positions
650K indirect
Non-Derivative Holdings2
Common Stock
IndirectShares owned500K
Common Stock
IndirectShares owned150K
Total
650K indirect650K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 500K | Indirect |
| Common Stock | 150K | Indirect |
| Total | 650K | 650K indirect |
Derivative Holdings4
Class "A" Warrants
IndirectUnderlying security
Common Stock
Underlying shares
150K
Shares owned
N/A
Exercise price
0.5
Expiration
—
Exercise window
—
Class "B" Warrants
IndirectUnderlying security
Common Stock
Underlying shares
150K
Shares owned
N/A
Exercise price
1
Expiration
—
Exercise window
—
Class "A" Warrants
IndirectUnderlying security
Common Stock
Underlying shares
250K
Shares owned
N/A
Exercise price
0.5
Expiration
—
Exercise window
—
Class "B" Warrants
IndirectUnderlying security
Common Stock
Underlying shares
250K
Shares owned
N/A
Exercise price
1
Expiration
—
Exercise window
—
Total
Underlying
800K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Class "A" Warrants Indirect | Common Stock | 0.5 | — | — | 150K | N/A |
| Class "B" Warrants Indirect | Common Stock | 1 | — | — | 150K | N/A |
| Class "A" Warrants Indirect | Common Stock | 0.5 | — | — | 250K | N/A |
| Class "B" Warrants Indirect | Common Stock | 1 | — | — | 250K | N/A |
| Total | 800K | 0.00 | ||||