NELSON CHARLES P (See Remarks) exercised options at VOYA FINANCIAL, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 4 exercises

NELSON CHARLES P

Filed: 2/23/2023ACC: 0001127602-23-006951

InsiderNELSON CHARLES PCIK 1641449

→

IssuerVOYA FINANCIAL, INC.CIK 1535929

Officer· See Remarks

Since Jun 2018

-17.38K

Net shares

Net seller

$1.29M

Total sold

Open market trades

0B · 0S

Total transactions

41.20K acquired · 58.58K disposed

Non-Derivative Transactions8

Common Stock

Direct

M · Option Exercise

+21.48K

Price / share

—

Trade value

—

% of position

12.0%

2/20/2023

179.20K→200.68K

Common Stock

Direct

F · Tax Withholding

−9.96K

Price / share

$74.44

Trade value

$741.05K

% of position

5.0%

2/20/2023

200.68K→190.72K

Common Stock

Direct

M · Option Exercise

+5.98K

Price / share

—

Trade value

—

% of position

3.1%

2/20/2023

190.72K→196.70K

Common Stock

Direct

F · Tax Withholding

−2.33K

Price / share

$74.44

Trade value

$173.82K

% of position

1.2%

2/20/2023

196.70K→194.37K

Common Stock

Direct

M · Option Exercise

+8.02K

Price / share

—

Trade value

—

% of position

4.1%

2/21/2023

194.37K→202.39K

Common Stock

Direct

F · Tax Withholding

−2.97K

Price / share

$74.44

Trade value

$221.16K

% of position

1.5%

2/21/2023

202.39K→199.42K

Common Stock

Direct

M · Option Exercise

+5.72K

Price / share

—

Trade value

—

% of position

2.9%

2/22/2023

199.42K→205.14K

Common Stock

Direct

F · Tax Withholding

−2.12K

Price / share

$73.34

Trade value

$155.26K

% of position

1.0%

2/22/2023

205.14K→203.02K

Total

Net shares

+23.82K

Net value

-$1.29M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/20/2023	M · Option Exercise	+21.48K	—	—	12.0%	179.20K	200.68K
Common Stock Direct	2/20/2023	F · Tax Withholding	−9.96K	$74.44	$741.05K	5.0%	200.68K	190.72K
Common Stock Direct	2/20/2023	M · Option Exercise	+5.98K	—	—	3.1%	190.72K	196.70K
Common Stock Direct	2/20/2023	F · Tax Withholding	−2.33K	$74.44	$173.82K	1.2%	196.70K	194.37K
Common Stock Direct	2/21/2023	M · Option Exercise	+8.02K	—	—	4.1%	194.37K	202.39K
Common Stock Direct	2/21/2023	F · Tax Withholding	−2.97K	$74.44	$221.16K	1.5%	202.39K	199.42K
Common Stock Direct	2/22/2023	M · Option Exercise	+5.72K	—	—	2.9%	199.42K	205.14K
Common Stock Direct	2/22/2023	F · Tax Withholding	−2.12K	$73.34	$155.26K	1.0%	205.14K	203.02K
Total			+23.82K		-$1.29M

Derivative Transactions4

Performance Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

21.48K shares

−21.48K

Strike price

Held after

63.07K

Exercisable

—

2/20/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

5.98K shares

−5.98K

Strike price

Held after

49.95K

Exercisable

—

2/20/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

8.02K shares

−8.02K

Strike price

Held after

41.93K

Exercisable

—

2/21/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

5.72K shares

−5.72K

Strike price

Held after

36.21K

Exercisable

—

2/22/2023

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Performance Stock Unit Direct	Common Stock21.48K shares	2/20/2023	M · Option Exercise	−21.48K	—	63.07K
Restricted Stock Units Direct	Common Stock5.98K shares	2/20/2023	M · Option Exercise	−5.98K	—	49.95K
Restricted Stock Units Direct	Common Stock8.02K shares	2/21/2023	M · Option Exercise	−8.02K	—	41.93K
Restricted Stock Units Direct	Common Stock5.72K shares	2/22/2023	M · Option Exercise	−5.72K	—	36.21K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)2

Performance-Based Stock Options

Direct

Underlying security

Common Stock

Underlying shares

182.37K

Shares owned

182.37K

Exercise price

Expiration

—

Exercise window

—

Deferred Savings Plan Issuer Stock Units

Direct

Underlying security

Common Stock

Underlying shares

5.28K

Shares owned

5.28K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

187.65K

Owned

187.65K

Security	Underlying	Exercise Window	Expiration	Underlying Shares	Shares Owned
Performance-Based Stock Options Direct	Common Stock	—	—	182.37K	182.37K
Deferred Savings Plan Issuer Stock Units Direct	Common Stock	—	—	5.28K	5.28K
Total				187.65K	187.65K