NELSON CHAD enters SITO MOBILE, LTD. with 572.15K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 7/25/2019ACC: 0001192482-19-000325
572.15K
Baseline shares
20% direct
113.10K
Direct ownership
1 position
500K
Derivative underlying
1 instrument
2
Security positions
459.05K indirect
Non-Derivative Holdings2
Common Stock
DirectShares owned113.10K
Common Stock
IndirectShares owned459.05K
Total
113.10K direct·459.05K indirect572.15K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 113.10K | Direct |
| Common Stock | 459.05K | Indirect |
| Total | 572.15K | 113.10K direct·459.05K indirect |
Derivative Holdings1
Warrants (right to buy)
IndirectUnderlying security
Common Stock
Underlying shares
500K
Shares owned
N/A
Exercise price
1.00
Expiration
—
Exercise window
—
Total
Underlying
500K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrants (right to buy) Indirect | Common Stock | 1.00 | — | — | 500K | N/A |
| Total | 500K | 0.00 | ||||