NELSON ADAM D

PrivateCIK: 1621766

Location

DALLAS, TX

NELSON ADAM D (EVP and General Counsel) received a stock award from TRIUMPH FINANCIAL, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 2 awards

NELSON ADAM D

Filed: 5/3/2023ACC: 0001628280-23-015247

InsiderNELSON ADAM DCIK 1621766

→

IssuerTRIUMPH FINANCIAL, INC.CIK 1539638

Officer· EVP and General Counsel

Since Nov 2018

+7.59K

Net shares

Net buyer

$116.8K

Total sold

0

Open market trades

0B · 0S

4

Total transactions

9.87K acquired · 2.28K disposed

Non-Derivative Transactions3

Common Stock

Direct

A · Award

Shares

+1.46K

Price / share

—

Trade value

—

% of position

5.5%

5/1/2023

26.44K→27.90K

Common Stock

Direct

A · Award

Shares

+5.43K

Price / share

—

Trade value

—

% of position

19.5%

5/1/2023

27.90K→33.33K

Common Stock

Direct

F · Tax Withholding

Shares

−2.28K

Price / share

$51.25

Trade value

$116.80K

% of position

6.8%

5/1/2023

33.33K→31.05K

Total

Net shares

+4.61K

Net value

-$116.80K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	5/1/2023	A · Award	+1.46K	—	—	5.5%	26.44K	27.90K
Common Stock Direct	5/1/2023	A · Award	+5.43K	—	—	19.5%	27.90K	33.33K
Common Stock Direct	5/1/2023	F · Tax Withholding	−2.28K	$51.25	$116.80K	6.8%	33.33K	31.05K
Total			+4.61K		-$116.80K

Derivative Transactions1

Employee Stock Options

Direct

A · Award

Converts to

Common Stock

2.98K shares

Shares

+2.98K

Strike price

51.25

Held after

2.98K

Exercisable

—

5/1/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Employee Stock Options Direct	Common Stock2.98K shares	5/1/2023	A · Award	+2.98K	51.25	—	2.98K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)7

Employee Stock Options

Direct

Underlying security

Common Stock

Underlying shares

2.19K

Shares owned

2.19K

Exercise price

69.44

Expiration

—

Exercise window

—

Employee Stock Options

Direct

Underlying security

Common Stock

Underlying shares

5.02K

Shares owned

5.02K

Exercise price

25.8

Expiration

—

Exercise window

—

Employee Stock Options

Direct

Underlying security

Common Stock

Underlying shares

3.51K

Shares owned

3.51K

Exercise price

38.75

Expiration

—

Exercise window

—

Employee Stock Options

Direct

Underlying security

Common Stock

Underlying shares

1.80K

Shares owned

1.80K

Exercise price

88.63

Expiration

—

Exercise window

—

Employee Stock Options

Direct

Underlying security

Common Stock

Underlying shares

2.53K

Shares owned

2.53K

Exercise price

31.0

Expiration

—

Exercise window

—

Employee Stock Options

Direct

Underlying security

Common Stock

Underlying shares

4.60K

Shares owned

4.60K

Exercise price

26.25

Expiration

—

Exercise window

—

Employee Stock Options

Direct

Underlying security

Common Stock

Underlying shares

10.54K

Shares owned

10.54K

Exercise price

15.87

Expiration

—

Exercise window

—

Total

Underlying

30.19K

Owned

30.19K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Options Direct	Common Stock	69.44	—	—	2.19K	2.19K
Employee Stock Options Direct	Common Stock	25.8	—	—	5.02K	5.02K
Employee Stock Options Direct	Common Stock	38.75	—	—	3.51K	3.51K
Employee Stock Options Direct	Common Stock	88.63	—	—	1.80K	1.80K
Employee Stock Options Direct	Common Stock	31.0	—	—	2.53K	2.53K
Employee Stock Options Direct	Common Stock	26.25	—	—	4.60K	4.60K
Employee Stock Options Direct	Common Stock	15.87	—	—	10.54K	10.54K
Total					30.19K	30.19K

NELSON ADAM D — Insider Transaction (Form 4) Filed May 3, 2023 | Finecho