NEIL GARRY ARTHUR

PrivateCIK: 1586785
Location

WAYNE, PA

NEIL GARRY ARTHUR (Chief Scientific Officer) reported 1 transaction at AEVI GENOMIC MEDICINE, LLC

Review the transaction codes below to understand the nature of each event.

InsiderNEIL GARRY ARTHURCIK 1586785
Officer· Chief Scientific Officer
Since Dec 2019
-4.35M
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
10
Total transactions
4.35M disposed
Non-Derivative Transactions1

Common Stock

Direct
D · Disposition

Shares

2.16M

Price / share

Trade value

% of position

New position
2/3/2020
2.16M0.00
Total

Net shares

2.16M

Net value

$0.00

Derivative Transactions9

Stock Option (Right to Purchase)

Direct
D · Disposition
Converts to

Common Stock

900K shares

Shares

900K

Strike price

4.22

Held after

0.00

Exercisable

2/3/2020

Stock Option (Right to Purchase)

Direct
D · Disposition
Converts to

Common Stock

13.53K shares

Shares

13.53K

Strike price

6.45

Held after

0.00

Exercisable

2/3/2020

Stock Option (Right to Purchase)

Direct
D · Disposition
Converts to

Common Stock

200K shares

Shares

200K

Strike price

7.01

Held after

0.00

Exercisable

2/3/2020

Stock Option (Right to Purchase)

Direct
D · Disposition
Converts to

Common Stock

200K shares

Shares

200K

Strike price

4.83

Held after

0.00

Exercisable

2/3/2020

Stock Option (Right to Purchase)

Direct
D · Disposition
Converts to

Common Stock

200K shares

Shares

200K

Strike price

4.91

Held after

0.00

Exercisable

2/3/2020

Stock Option (Right to Purchase)

Direct
D · Disposition
Converts to

Common Stock

100K shares

Shares

100K

Strike price

1.32

Held after

0.00

Exercisable

2/3/2020

Warrant (Right to Purchase)

Direct
D · Disposition
Converts to

Common Stock

13.33K shares

Shares

13.33K

Strike price

2.84

Held after

0.00

Exercisable

2/3/2020

Stock Option (Right to Purchase)

Direct
D · Disposition
Converts to

Common Stock

300K shares

Shares

300K

Strike price

1.51

Held after

0.00

Exercisable

2/3/2020

Stock Option (Right to Purchase)

Direct
D · Disposition
Converts to

Common Stock

261K shares

Shares

261K

Strike price

1.55

Held after

0.00

Exercisable

2/3/2020
NEIL GARRY ARTHUR — Insider Transaction (Form 4) Filed Feb 5, 2020 | Finecho