NEAL JAMES R reported 2 transactions at PEAK BIO, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 11/18/2024ACC: 0000950170-24-128150
-533.34K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
5
Total transactions
37.85K acquired · 571.19K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+37.85K
Price / share
—
Trade value
—
% of position
New position
11/14/2024
0.00→37.85K
Common Stock
Direct
Shares
−37.85K
Price / share
—
Trade value
—
% of position
New position
11/14/2024
37.85K→0.00
Total
Net shares
+0.00
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/14/2024 | C · Conversion | +37.85K | — | — | New position | 0.00 | 37.85K |
| Common Stock Direct | 11/14/2024 | D · Disposition | −37.85K | — | — | New position | 37.85K | 0.00 |
| Total | +0.00 | $0.00 | ||||||
Derivative Transactions3
Convertible Notes
Direct
Converts to
Common Stock
37.85K shares
Shares
−N/A
Strike price
Held after
0.00
Exercisable
—
11/14/2024
Warrant (Right to Purchase)
Direct
Converts to
Common Stock
33.34K shares
Shares
−33.34K
Strike price
0.6
Held after
0.00
Exercisable
—
11/14/2024
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
500K shares
Shares
−500K
Strike price
0.8
Held after
0.00
Exercisable
—
11/14/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Convertible Notes Direct | Common Stock37.85K shares | 11/14/2024 | C · Conversion | −N/A | — | 0.00 | |
| Warrant (Right to Purchase) Direct | Common Stock33.34K shares | 11/14/2024 | D · Disposition | −33.34K | 0.6 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock500K shares | 11/14/2024 | D · Disposition | −500K | 0.8 | — | 0.00 |