Filed: 2/10/2023ACC: 0001140361-23-005932
📋 What this filing means
NBT BANK N A /NY filed this quarterly 13F‑HR report disclosing 243 equity positions with a total reported market value of $686.18M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
243
Positions
$686.18M
Total AUM (reported)
7.91M
Total Shares
Allocation by class
COM$686.18M100.0%
Portfolio Concentration
Top 3$96.34M14.0%
4–10$102.25M14.9%
11–25$132.89M19.4%
Rest$354.70M51.7%
Top 3 weight
14.0%
Top 10 weight
28.9%
Voting Authority Distribution
Total shares with voting rights: 7.91M
Sole
Full voting authority
7.41M
shares
% of voting shares93.7%
Shared
Joint voting authority
39.57K
shares
% of voting shares0.5%
None
No voting authority
462.43K
shares
% of voting shares5.8%
Investment Discretion (by position count)
Sole240
Shared0
Other3
Dominant voting typeSole · 93.7% of voting shares
Institutional Holdings243
Rows:
FlexShares Mstar Glbl Upstrm N
SOLEShares1.05M
TypeSH
Market value$45.71M
6.66%
Sole
1.04M
Shared
340.00
None
6.42K
Apple Inc
SOLEShares214.41K
TypeSH
Market value$27.86M
4.06%
Sole
193.67K
Shared
2.70K
None
18.05K
Microsoft Corp
SOLEShares94.94K
TypeSH
Market value$22.77M
3.32%
Sole
89.63K
Shared
875.00
None
4.44K
Ishares MSCI EAFE Growth ETF
SOLEShares238.10K
TypeSH
Market value$19.94M
2.91%
Sole
236.04K
Shared
0.00
None
2.06K
Exxonmobil Corp
SOLEShares141.26K
TypeSH
Market value$15.58M
2.27%
Sole
133.93K
Shared
1.32K
None
6K
Johnson & Johnson
SOLEShares84.29K
TypeSH
Market value$14.89M
2.17%
Sole
75.28K
Shared
410.00
None
8.61K
Procter & Gamble CO
SOLEShares91.06K
TypeSH
Market value$13.80M
2.01%
Sole
82.05K
Shared
730.00
None
8.29K
JP Morgan Chase & CO
SOLEShares99.62K
TypeSH
Market value$13.36M
1.95%
Sole
92.69K
Shared
697.00
None
6.24K
Chevron Corporation
SOLEShares68.77K
TypeSH
Market value$12.34M
1.80%
Sole
64.94K
Shared
685.00
None
3.15K
SPDR S&P Dividend ETF
SOLEShares98.54K
TypeSH
Market value$12.33M
1.80%
Sole
98.54K
Shared
0.00
None
0.00
Lowes Cos Inc
SOLEShares59.40K
TypeSH
Market value$11.83M
1.72%
Sole
57.84K
Shared
340.00
None
1.21K
McDonalds Corp
SOLEShares44.84K
TypeSH
Market value$11.82M
1.72%
Sole
43.80K
Shared
313.00
None
730.00
Vanguard S&P 500 ETF
SOLEShares29.91K
TypeSH
Market value$10.51M
1.53%
Sole
29.73K
Shared
0.00
None
187.00
Pepsico Inc
SOLEShares57.76K
TypeSH
Market value$10.44M
1.52%
Sole
55.95K
Shared
430.00
None
1.38K
Ishares Core Msci Eafe ETF
SOLEShares149.63K
TypeSH
Market value$9.22M
1.34%
Sole
149.58K
Shared
0.00
None
55.00
Ishares New York Muni Bond ETF
SOLEShares169.77K
TypeSH
Market value$8.90M
1.30%
Sole
169.77K
Shared
0.00
None
0.00
NBT Bancorp Inc
SOLEShares196.20K
TypeSH
Market value$8.52M
1.24%
Sole
12.20K
Shared
0.00
None
184K
FlexShares STOXX Glbl Brd Infr
SOLEShares168.21K
TypeSH
Market value$8.48M
1.24%
Sole
167.97K
Shared
0.00
None
245.00
Pfizer Inc
SOLEShares159.87K
TypeSH
Market value$8.19M
1.19%
Sole
151.37K
Shared
1.39K
None
7.11K
Midcap SPDR Trust Series 1
SOLEShares18.39K
TypeSH
Market value$8.14M
1.19%
Sole
17.32K
Shared
50.00
None
1.02K
Schwab US Dividend Equity ETF
SOLEShares104.04K
TypeSH
Market value$7.86M
1.15%
Sole
102.97K
Shared
0.00
None
1.07K
Danaher Corp
SOLEShares27.65K
TypeSH
Market value$7.34M
1.07%
Sole
24.51K
Shared
120.00
None
3.02K
Deere & CO
SOLEShares17.01K
TypeSH
Market value$7.29M
1.06%
Sole
16.25K
Shared
95.00
None
663.00
Abbott Labs
SOLEShares65.69K
TypeSH
Market value$7.21M
1.05%
Sole
63.51K
Shared
576.00
None
1.61K
Union Pac Corp
SOLEShares34.48K
TypeSH
Market value$7.14M
1.04%
Sole
31.94K
Shared
50.00
None
2.49K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
FlexShares Mstar Glbl Upstrm NSOLE | Com | 1.05M | SH | $45.71M 6.66% | 1.04M | 340.00 | 6.42K |
Apple IncSOLE | Com | 214.41K | SH | $27.86M 4.06% | 193.67K | 2.70K | 18.05K |
Microsoft CorpSOLE | Com | 94.94K | SH | $22.77M 3.32% | 89.63K | 875.00 | 4.44K |
Ishares MSCI EAFE Growth ETFSOLE | Com | 238.10K | SH | $19.94M 2.91% | 236.04K | 0.00 | 2.06K |
Exxonmobil CorpSOLE | Com | 141.26K | SH | $15.58M 2.27% | 133.93K | 1.32K | 6K |
Johnson & JohnsonSOLE | Com | 84.29K | SH | $14.89M 2.17% | 75.28K | 410.00 | 8.61K |
Procter & Gamble COSOLE | Com | 91.06K | SH | $13.80M 2.01% | 82.05K | 730.00 | 8.29K |
JP Morgan Chase & COSOLE | Com | 99.62K | SH | $13.36M 1.95% | 92.69K | 697.00 | 6.24K |
Chevron CorporationSOLE | Com | 68.77K | SH | $12.34M 1.80% | 64.94K | 685.00 | 3.15K |
SPDR S&P Dividend ETFSOLE | Com | 98.54K | SH | $12.33M 1.80% | 98.54K | 0.00 | 0.00 |
Lowes Cos IncSOLE | Com | 59.40K | SH | $11.83M 1.72% | 57.84K | 340.00 | 1.21K |
McDonalds CorpSOLE | Com | 44.84K | SH | $11.82M 1.72% | 43.80K | 313.00 | 730.00 |
Vanguard S&P 500 ETFSOLE | Com | 29.91K | SH | $10.51M 1.53% | 29.73K | 0.00 | 187.00 |
Pepsico IncSOLE | Com | 57.76K | SH | $10.44M 1.52% | 55.95K | 430.00 | 1.38K |
Ishares Core Msci Eafe ETFSOLE | Com | 149.63K | SH | $9.22M 1.34% | 149.58K | 0.00 | 55.00 |
Ishares New York Muni Bond ETFSOLE | Com | 169.77K | SH | $8.90M 1.30% | 169.77K | 0.00 | 0.00 |
NBT Bancorp IncSOLE | Com | 196.20K | SH | $8.52M 1.24% | 12.20K | 0.00 | 184K |
FlexShares STOXX Glbl Brd InfrSOLE | Com | 168.21K | SH | $8.48M 1.24% | 167.97K | 0.00 | 245.00 |
Pfizer IncSOLE | Com | 159.87K | SH | $8.19M 1.19% | 151.37K | 1.39K | 7.11K |
Midcap SPDR Trust Series 1SOLE | Com | 18.39K | SH | $8.14M 1.19% | 17.32K | 50.00 | 1.02K |
Schwab US Dividend Equity ETFSOLE | Com | 104.04K | SH | $7.86M 1.15% | 102.97K | 0.00 | 1.07K |
Danaher CorpSOLE | Com | 27.65K | SH | $7.34M 1.07% | 24.51K | 120.00 | 3.02K |
Deere & COSOLE | Com | 17.01K | SH | $7.29M 1.06% | 16.25K | 95.00 | 663.00 |
Abbott LabsSOLE | Com | 65.69K | SH | $7.21M 1.05% | 63.51K | 576.00 | 1.61K |
Union Pac CorpSOLE | Com | 34.48K | SH | $7.14M 1.04% | 31.94K | 50.00 | 2.49K |
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