Filed: 11/8/2022ACC: 0001140361-22-040405
📋 What this filing means
NBT BANK N A /NY filed this quarterly 13F‑HR report disclosing 225 equity positions with a total reported market value of $612.2K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
225
Positions
$612.2K
Total AUM (reported)
7.83M
Total Shares
Allocation by class
COM$612.2K100.0%
Portfolio Concentration
Top 3$94.4K15.4%
4–10$89.7K14.6%
11–25$119.3K19.5%
Rest$308.8K50.4%
Top 3 weight
15.4%
Top 10 weight
30.1%
Voting Authority Distribution
Total shares with voting rights: 7.83M
Sole
Full voting authority
7.31M
shares
% of voting shares93.5%
Shared
Joint voting authority
40.68K
shares
% of voting shares0.5%
None
No voting authority
471.30K
shares
% of voting shares6.0%
Investment Discretion (by position count)
Sole222
Shared0
Other3
Dominant voting typeSole · 93.5% of voting shares
Institutional Holdings225
Rows:
FlexShares Mstar Glbl Upstrm N
SOLEShares1.08M
TypeSH
Market value$40.6K
6.64%
Sole
1.07M
Shared
340.00
None
6.46K
Apple Inc
SOLEShares226.23K
TypeSH
Market value$31.3K
5.11%
Sole
205.26K
Shared
2.71K
None
18.26K
Microsoft Corp
SOLEShares96.72K
TypeSH
Market value$22.5K
3.68%
Sole
91.40K
Shared
875.00
None
4.44K
Ishares MSCI EAFE Growth ETF
SOLEShares238.59K
TypeSH
Market value$17.3K
2.83%
Sole
236.50K
Shared
0.00
None
2.09K
Johnson & Johnson
SOLEShares85.99K
TypeSH
Market value$14.0K
2.29%
Sole
76.97K
Shared
410.00
None
8.61K
Exxonmobil Corp
SOLEShares146.25K
TypeSH
Market value$12.8K
2.09%
Sole
138.83K
Shared
1.39K
None
6.04K
Procter & Gamble CO
SOLEShares93.85K
TypeSH
Market value$11.8K
1.94%
Sole
84.81K
Shared
745.00
None
8.29K
Lowes Cos Inc
SOLEShares61.33K
TypeSH
Market value$11.5K
1.88%
Sole
59.76K
Shared
350.00
None
1.21K
SPDR S&P Dividend ETF
SOLEShares102.23K
TypeSH
Market value$11.4K
1.86%
Sole
102.23K
Shared
0.00
None
0.00
McDonalds Corp
SOLEShares46.71K
TypeSH
Market value$10.8K
1.76%
Sole
45.67K
Shared
313.00
None
730.00
JP Morgan Chase & CO
SOLEShares99.96K
TypeSH
Market value$10.4K
1.71%
Sole
93.03K
Shared
697.00
None
6.24K
Chevron Corporation
SOLEShares70.32K
TypeSH
Market value$10.1K
1.65%
Sole
66.45K
Shared
725.00
None
3.15K
Vanguard S&P 500 ETF
SOLEShares29.79K
TypeSH
Market value$9.8K
1.60%
Sole
29.60K
Shared
0.00
None
187.00
Pepsico Inc
SOLEShares59.49K
TypeSH
Market value$9.7K
1.59%
Sole
57.68K
Shared
430.00
None
1.38K
NBT Bancorp Inc
SOLEShares210.46K
TypeSH
Market value$8.0K
1.30%
Sole
17.20K
Shared
0.00
None
193.26K
FlexShares STOXX Glbl Brd Infr
SOLEShares171.96K
TypeSH
Market value$7.9K
1.28%
Sole
171.71K
Shared
0.00
None
245.00
Ishares Core Msci Eafe ETF
SOLEShares146.04K
TypeSH
Market value$7.7K
1.26%
Sole
145.99K
Shared
0.00
None
55.00
Alphabet Inc Cl C
SOLEShares79.82K
TypeSH
Market value$7.7K
1.25%
Sole
75.16K
Shared
0.00
None
4.66K
Schwab US Dividend Equity ETF
SOLEShares107.39K
TypeSH
Market value$7.1K
1.17%
Sole
105.51K
Shared
0.00
None
1.87K
Pfizer Inc
SOLEShares162.88K
TypeSH
Market value$7.1K
1.16%
Sole
154.38K
Shared
1.39K
None
7.11K
Danaher Corp
SOLEShares27.40K
TypeSH
Market value$7.1K
1.16%
Sole
24.26K
Shared
125.00
None
3.02K
Midcap SPDR Trust Series 1
SOLEShares17.59K
TypeSH
Market value$7.1K
1.15%
Sole
16.51K
Shared
50.00
None
1.02K
Union Pac Corp
SOLEShares34.67K
TypeSH
Market value$6.8K
1.10%
Sole
32.13K
Shared
50.00
None
2.49K
Abbott Labs
SOLEShares67.03K
TypeSH
Market value$6.5K
1.06%
Sole
64.84K
Shared
576.00
None
1.61K
Bristol Myers Squibb CO
SOLEShares89.52K
TypeSH
Market value$6.4K
1.04%
Sole
81.16K
Shared
975.00
None
7.38K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
FlexShares Mstar Glbl Upstrm NSOLE | Com | 1.08M | SH | $40.6K 6.64% | 1.07M | 340.00 | 6.46K |
Apple IncSOLE | Com | 226.23K | SH | $31.3K 5.11% | 205.26K | 2.71K | 18.26K |
Microsoft CorpSOLE | Com | 96.72K | SH | $22.5K 3.68% | 91.40K | 875.00 | 4.44K |
Ishares MSCI EAFE Growth ETFSOLE | Com | 238.59K | SH | $17.3K 2.83% | 236.50K | 0.00 | 2.09K |
Johnson & JohnsonSOLE | Com | 85.99K | SH | $14.0K 2.29% | 76.97K | 410.00 | 8.61K |
Exxonmobil CorpSOLE | Com | 146.25K | SH | $12.8K 2.09% | 138.83K | 1.39K | 6.04K |
Procter & Gamble COSOLE | Com | 93.85K | SH | $11.8K 1.94% | 84.81K | 745.00 | 8.29K |
Lowes Cos IncSOLE | Com | 61.33K | SH | $11.5K 1.88% | 59.76K | 350.00 | 1.21K |
SPDR S&P Dividend ETFSOLE | Com | 102.23K | SH | $11.4K 1.86% | 102.23K | 0.00 | 0.00 |
McDonalds CorpSOLE | Com | 46.71K | SH | $10.8K 1.76% | 45.67K | 313.00 | 730.00 |
JP Morgan Chase & COSOLE | Com | 99.96K | SH | $10.4K 1.71% | 93.03K | 697.00 | 6.24K |
Chevron CorporationSOLE | Com | 70.32K | SH | $10.1K 1.65% | 66.45K | 725.00 | 3.15K |
Vanguard S&P 500 ETFSOLE | Com | 29.79K | SH | $9.8K 1.60% | 29.60K | 0.00 | 187.00 |
Pepsico IncSOLE | Com | 59.49K | SH | $9.7K 1.59% | 57.68K | 430.00 | 1.38K |
NBT Bancorp IncSOLE | Com | 210.46K | SH | $8.0K 1.30% | 17.20K | 0.00 | 193.26K |
FlexShares STOXX Glbl Brd InfrSOLE | Com | 171.96K | SH | $7.9K 1.28% | 171.71K | 0.00 | 245.00 |
Ishares Core Msci Eafe ETFSOLE | Com | 146.04K | SH | $7.7K 1.26% | 145.99K | 0.00 | 55.00 |
Alphabet Inc Cl CSOLE | Com | 79.82K | SH | $7.7K 1.25% | 75.16K | 0.00 | 4.66K |
Schwab US Dividend Equity ETFSOLE | Com | 107.39K | SH | $7.1K 1.17% | 105.51K | 0.00 | 1.87K |
Pfizer IncSOLE | Com | 162.88K | SH | $7.1K 1.16% | 154.38K | 1.39K | 7.11K |
Danaher CorpSOLE | Com | 27.40K | SH | $7.1K 1.16% | 24.26K | 125.00 | 3.02K |
Midcap SPDR Trust Series 1SOLE | Com | 17.59K | SH | $7.1K 1.15% | 16.51K | 50.00 | 1.02K |
Union Pac CorpSOLE | Com | 34.67K | SH | $6.8K 1.10% | 32.13K | 50.00 | 2.49K |
Abbott LabsSOLE | Com | 67.03K | SH | $6.5K 1.06% | 64.84K | 576.00 | 1.61K |
Bristol Myers Squibb COSOLE | Com | 89.52K | SH | $6.4K 1.04% | 81.16K | 975.00 | 7.38K |
Page 1 of 9
…