NBC SECURITIES, INC.

Filed: 11/14/2025ACC: 0000791540-25-000012

📋 What this filing means

NBC SECURITIES, INC. filed this quarterly 13F‑HR report disclosing 2764 equity positions with a total reported market value of $1.30B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

2764

Positions

$1.30B

Total AUM (reported)

19.37M

Total Shares

Allocation by class

COMMON STK$1.29B99.4%

PREFERRED STK$7.55M0.6%

OPTIONS$259.1K0.0%

WARRANTS$3.7K0.0%

Portfolio Concentration

Top 3$100.02M7.7%

4–10$119.83M9.2%

11–25$124.77M9.6%

Rest$955.83M73.5%

Top 3 weight

7.7%

Top 10 weight

16.9%

Voting Authority Distribution

Total shares with voting rights: 19.37M

Sole

Full voting authority

19.37M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole2764

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings2764

Rows:

APPLE INC

SOLE

COMMON STK

Shares142.88K

TypeSH

Market value$36.38M

2.80%

Sole

142.88K

Shared

0.00

None

0.00

SPDR S&P 500 ETF TRUST

SOLE

COMMON STK

Shares49.10K

TypeSH

Market value$32.71M

2.52%

Sole

49.10K

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

COMMON STK

Shares59.71K

TypeSH

Market value$30.93M

2.38%

Sole

59.71K

Shared

0.00

None

0.00

SPDR SERIES TRUST

SOLE

COMMON STK

Shares302K

TypeSH

Market value$23.66M

1.82%

Sole

302K

Shared

0.00

None

0.00

NVIDIA CORP

SOLE

COMMON STK

Shares105.99K

TypeSH

Market value$19.77M

1.52%

Sole

105.99K

Shared

0.00

None

0.00

AMAZON.COM INC

SOLE

COMMON STK

Shares77.57K

TypeSH

Market value$17.03M

1.31%

Sole

77.57K

Shared

0.00

None

0.00

BROADCOM INC

SOLE

COMMON STK

Shares51.32K

TypeSH

Market value$16.93M

1.30%

Sole

51.32K

Shared

0.00

None

0.00

VANGUARD S&P 500 ETF

SOLE

COMMON STK

Shares26.12K

TypeSH

Market value$16.00M

1.23%

Sole

26.12K

Shared

0.00

None

0.00

ALPHABET INC

SOLE

COMMON STK

Shares56.73K

TypeSH

Market value$13.79M

1.06%

Sole

56.73K

Shared

0.00

None

0.00

JPMORGAN CHASE & CO

SOLE

COMMON STK

Shares40.09K

TypeSH

Market value$12.65M

0.97%

Sole

40.09K

Shared

0.00

None

0.00

ISHARES CORE S&P 500 ETF

SOLE

COMMON STK

Shares18.83K

TypeSH

Market value$12.60M

0.97%

Sole

18.83K

Shared

0.00

None

0.00

INVESCO QQQ TR

SOLE

COMMON STK

Shares17.91K

TypeSH

Market value$10.75M

0.83%

Sole

17.91K

Shared

0.00

None

0.00

VANGUARD FTSE DEVELOPED

SOLE

COMMON STK

Shares171.47K

TypeSH

Market value$10.27M

0.79%

Sole

171.47K

Shared

0.00

None

0.00

VISA INC

SOLE

COMMON STK

Shares27.88K

TypeSH

Market value$9.52M

0.73%

Sole

27.88K

Shared

0.00

None

0.00

WALMART INC

SOLE

COMMON STK

Shares91.35K

TypeSH

Market value$9.41M

0.72%

Sole

91.35K

Shared

0.00

None

0.00

NEXTERA ENERGY INC

SOLE

COMMON STK

Shares116.27K

TypeSH

Market value$8.78M

0.67%

Sole

116.27K

Shared

0.00

None

0.00

VANGUARD INDEX FUNDS

SOLE

COMMON STK

Shares25.01K

TypeSH

Market value$8.21M

0.63%

Sole

25.01K

Shared

0.00

None

0.00

T MOBILE US INC

SOLE

COMMON STK

Shares33.84K

TypeSH

Market value$8.10M

0.62%

Sole

33.84K

Shared

0.00

None

0.00

SPDR INDEX SHARES FUNDS

SOLE

COMMON STK

Shares187.19K

TypeSH

Market value$8.01M

0.62%

Sole

187.19K

Shared

0.00

None

0.00

PROCTER & GAMBLE CO

SOLE

COMMON STK

Shares45.88K

TypeSH

Market value$7.05M

0.54%

Sole

45.88K

Shared

0.00

None

0.00

TALEN ENERGY CORPORATION

SOLE

COMMON STK

Shares15.72K

TypeSH

Market value$6.69M

0.51%

Sole

15.72K

Shared

0.00

None

0.00

SPDR SERIES TRUST

SOLE

COMMON STK

Shares258.28K

TypeSH

Market value$6.68M

0.51%

Sole

258.28K

Shared

0.00

None

0.00

WILLIAMS COMPANIES INC

SOLE

COMMON STK

Shares101.32K

TypeSH

Market value$6.42M

0.49%

Sole

101.32K

Shared

0.00

None

0.00

ORACLE CORPORATION

SOLE

COMMON STK

Shares22.38K

TypeSH

Market value$6.29M

0.48%

Sole

22.38K

Shared

0.00

None

0.00

SPDR SERIES TRUST

SOLE

COMMON STK

Shares176.63K

TypeSH

Market value$5.99M

0.46%

Sole

176.63K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
APPLE INCSOLE	COMMON STK	142.88K	SH	$36.38M 2.80%	142.88K
SPDR S&P 500 ETF TRUSTSOLE	COMMON STK	49.10K	SH	$32.71M 2.52%	49.10K
MICROSOFT CORPSOLE	COMMON STK	59.71K	SH	$30.93M 2.38%	59.71K
SPDR SERIES TRUSTSOLE	COMMON STK	302K	SH	$23.66M 1.82%	302K
NVIDIA CORPSOLE	COMMON STK	105.99K	SH	$19.77M 1.52%	105.99K
AMAZON.COM INCSOLE	COMMON STK	77.57K	SH	$17.03M 1.31%	77.57K
BROADCOM INCSOLE	COMMON STK	51.32K	SH	$16.93M 1.30%	51.32K
VANGUARD S&P 500 ETFSOLE	COMMON STK	26.12K	SH	$16.00M 1.23%	26.12K
ALPHABET INCSOLE	COMMON STK	56.73K	SH	$13.79M 1.06%	56.73K
JPMORGAN CHASE & COSOLE	COMMON STK	40.09K	SH	$12.65M 0.97%	40.09K
ISHARES CORE S&P 500 ETFSOLE	COMMON STK	18.83K	SH	$12.60M 0.97%	18.83K
INVESCO QQQ TRSOLE	COMMON STK	17.91K	SH	$10.75M 0.83%	17.91K
VANGUARD FTSE DEVELOPEDSOLE	COMMON STK	171.47K	SH	$10.27M 0.79%	171.47K
VISA INCSOLE	COMMON STK	27.88K	SH	$9.52M 0.73%	27.88K
WALMART INCSOLE	COMMON STK	91.35K	SH	$9.41M 0.72%	91.35K
NEXTERA ENERGY INCSOLE	COMMON STK	116.27K	SH	$8.78M 0.67%	116.27K
VANGUARD INDEX FUNDSSOLE	COMMON STK	25.01K	SH	$8.21M 0.63%	25.01K
T MOBILE US INCSOLE	COMMON STK	33.84K	SH	$8.10M 0.62%	33.84K
SPDR INDEX SHARES FUNDSSOLE	COMMON STK	187.19K	SH	$8.01M 0.62%	187.19K
PROCTER & GAMBLE COSOLE	COMMON STK	45.88K	SH	$7.05M 0.54%	45.88K
TALEN ENERGY CORPORATIONSOLE	COMMON STK	15.72K	SH	$6.69M 0.51%	15.72K
SPDR SERIES TRUSTSOLE	COMMON STK	258.28K	SH	$6.68M 0.51%	258.28K
WILLIAMS COMPANIES INCSOLE	COMMON STK	101.32K	SH	$6.42M 0.49%	101.32K
ORACLE CORPORATIONSOLE	COMMON STK	22.38K	SH	$6.29M 0.48%	22.38K
SPDR SERIES TRUSTSOLE	COMMON STK	176.63K	SH	$5.99M 0.46%	176.63K

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