Filed: 10/15/2024ACC: 0000791540-24-000004
📋 What this filing means
NBC SECURITIES, INC. filed this quarterly 13F‑HR report disclosing 2111 equity positions with a total reported market value of $1.19M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
2111
Positions
$1.19M
Total AUM (reported)
15.71M
Total Shares
Allocation by class
STOCK$818.7K68.7%
ETF$316.0K26.5%
ADR$19.8K1.7%
REIT$18.8K1.6%
CEF$17.2K1.4%
CONVERTIBLE$379.000.0%
CONVERTIBLE PREFERRED$128.000.0%
Portfolio Concentration
Top 3$125.2K10.5%
4–10$109.9K9.2%
11–25$120.2K10.1%
Rest$835.5K70.2%
Top 3 weight
10.5%
Top 10 weight
19.7%
Voting Authority Distribution
Total shares with voting rights: 15.71M
Sole
Full voting authority
15.71M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole2111
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings2111
Rows:
ROYAL BANK OF CANADA
SOLEShares360.81K
TypeSH
Market value$45.0K
3.78%
Sole
360.81K
Shared
0.00
None
0.00
APPLE INC
SOLEShares190.37K
TypeSH
Market value$44.4K
3.72%
Sole
190.37K
Shared
0.00
None
0.00
MICROSOFT
SOLEShares83.40K
TypeSH
Market value$35.9K
3.01%
Sole
83.40K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL CL A
SOLEShares47.00
TypeSH
Market value$32.5K
2.73%
Sole
47.00
Shared
0.00
None
0.00
SPDR S&P 500 ETF TRUST
SOLEShares32.09K
TypeSH
Market value$18.4K
1.55%
Sole
32.09K
Shared
0.00
None
0.00
AVAGO TECHNOLOGIES LTD
SOLEShares81.09K
TypeSH
Market value$14.0K
1.17%
Sole
81.09K
Shared
0.00
None
0.00
AMAZON.COM INC
SOLEShares74.31K
TypeSH
Market value$13.8K
1.16%
Sole
74.31K
Shared
0.00
None
0.00
CONSTELLATION ENERGY CORP COM
SOLEShares42.23K
TypeSH
Market value$11.0K
0.92%
Sole
42.23K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO COM
SOLEShares59.23K
TypeSH
Market value$10.3K
0.86%
Sole
59.23K
Shared
0.00
None
0.00
NEXTERA ENERGY INC COM
SOLEShares117.94K
TypeSH
Market value$10.0K
0.84%
Sole
117.94K
Shared
0.00
None
0.00
NVIDIA CORP
SOLEShares81.37K
TypeSH
Market value$9.9K
0.83%
Sole
81.37K
Shared
0.00
None
0.00
ISHARES S&P 500 INDEX
SOLEShares16.64K
TypeSH
Market value$9.6K
0.81%
Sole
16.64K
Shared
0.00
None
0.00
SOUTH STATE CORP COM USD2.5
SOLEShares96.17K
TypeSH
Market value$9.3K
0.78%
Sole
96.17K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO. COM
SOLEShares44.01K
TypeSH
Market value$9.3K
0.78%
Sole
44.01K
Shared
0.00
None
0.00
WALMART INC COM
SOLEShares114.20K
TypeSH
Market value$9.2K
0.77%
Sole
114.20K
Shared
0.00
None
0.00
HOME DEPOT
SOLEShares21.90K
TypeSH
Market value$8.9K
0.75%
Sole
21.90K
Shared
0.00
None
0.00
LOCKHEED MARTIN CORP
SOLEShares14.05K
TypeSH
Market value$8.2K
0.69%
Sole
14.05K
Shared
0.00
None
0.00
VISA INC
SOLEShares29.74K
TypeSH
Market value$8.2K
0.69%
Sole
29.74K
Shared
0.00
None
0.00
UNION PAC CORP COM
SOLEShares29.98K
TypeSH
Market value$7.4K
0.62%
Sole
29.98K
Shared
0.00
None
0.00
GOOGLE INC
SOLEShares43.29K
TypeSH
Market value$7.2K
0.60%
Sole
43.29K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP
SOLEShares11.61K
TypeSH
Market value$6.8K
0.57%
Sole
11.61K
Shared
0.00
None
0.00
DEERE & CO COM
SOLEShares15.96K
TypeSH
Market value$6.7K
0.56%
Sole
15.96K
Shared
0.00
None
0.00
FIRST TRUST CAPITAL STRENGTH ETF
SOLEShares72.91K
TypeSH
Market value$6.6K
0.56%
Sole
72.91K
Shared
0.00
None
0.00
JOHNSON & JOHNSON COM
SOLEShares40.62K
TypeSH
Market value$6.6K
0.55%
Sole
40.62K
Shared
0.00
None
0.00
VANGUARD FTSE DEVELOPED MARKETS ETF
SOLEShares121.25K
TypeSH
Market value$6.4K
0.54%
Sole
121.25K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ROYAL BANK OF CANADASOLE | Stock | 360.81K | SH | $45.0K 3.78% | 360.81K | 0.00 | 0.00 |
APPLE INCSOLE | Stock | 190.37K | SH | $44.4K 3.72% | 190.37K | 0.00 | 0.00 |
MICROSOFTSOLE | Stock | 83.40K | SH | $35.9K 3.01% | 83.40K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DEL CL ASOLE | Stock | 47.00 | SH | $32.5K 2.73% | 47.00 | 0.00 | 0.00 |
SPDR S&P 500 ETF TRUSTSOLE | ETF | 32.09K | SH | $18.4K 1.55% | 32.09K | 0.00 | 0.00 |
AVAGO TECHNOLOGIES LTDSOLE | Stock | 81.09K | SH | $14.0K 1.17% | 81.09K | 0.00 | 0.00 |
AMAZON.COM INCSOLE | Stock | 74.31K | SH | $13.8K 1.16% | 74.31K | 0.00 | 0.00 |
CONSTELLATION ENERGY CORP COMSOLE | Stock | 42.23K | SH | $11.0K 0.92% | 42.23K | 0.00 | 0.00 |
PROCTER AND GAMBLE CO COMSOLE | Stock | 59.23K | SH | $10.3K 0.86% | 59.23K | 0.00 | 0.00 |
NEXTERA ENERGY INC COMSOLE | Stock | 117.94K | SH | $10.0K 0.84% | 117.94K | 0.00 | 0.00 |
NVIDIA CORPSOLE | Stock | 81.37K | SH | $9.9K 0.83% | 81.37K | 0.00 | 0.00 |
ISHARES S&P 500 INDEXSOLE | ETF | 16.64K | SH | $9.6K 0.81% | 16.64K | 0.00 | 0.00 |
SOUTH STATE CORP COM USD2.5SOLE | Stock | 96.17K | SH | $9.3K 0.78% | 96.17K | 0.00 | 0.00 |
JPMORGAN CHASE & CO. COMSOLE | Stock | 44.01K | SH | $9.3K 0.78% | 44.01K | 0.00 | 0.00 |
WALMART INC COMSOLE | Stock | 114.20K | SH | $9.2K 0.77% | 114.20K | 0.00 | 0.00 |
HOME DEPOTSOLE | Stock | 21.90K | SH | $8.9K 0.75% | 21.90K | 0.00 | 0.00 |
LOCKHEED MARTIN CORPSOLE | Stock | 14.05K | SH | $8.2K 0.69% | 14.05K | 0.00 | 0.00 |
VISA INCSOLE | Stock | 29.74K | SH | $8.2K 0.69% | 29.74K | 0.00 | 0.00 |
UNION PAC CORP COMSOLE | Stock | 29.98K | SH | $7.4K 0.62% | 29.98K | 0.00 | 0.00 |
GOOGLE INCSOLE | Stock | 43.29K | SH | $7.2K 0.60% | 43.29K | 0.00 | 0.00 |
UNITEDHEALTH GROUPSOLE | Stock | 11.61K | SH | $6.8K 0.57% | 11.61K | 0.00 | 0.00 |
DEERE & CO COMSOLE | Stock | 15.96K | SH | $6.7K 0.56% | 15.96K | 0.00 | 0.00 |
FIRST TRUST CAPITAL STRENGTH ETFSOLE | ETF | 72.91K | SH | $6.6K 0.56% | 72.91K | 0.00 | 0.00 |
JOHNSON & JOHNSON COMSOLE | Stock | 40.62K | SH | $6.6K 0.55% | 40.62K | 0.00 | 0.00 |
VANGUARD FTSE DEVELOPED MARKETS ETFSOLE | ETF | 121.25K | SH | $6.4K 0.54% | 121.25K | 0.00 | 0.00 |
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