Filed: 4/5/2024ACC: 0000791540-24-000002
📋 What this filing means
NBC SECURITIES, INC. filed this quarterly 13F‑HR report disclosing 2176 equity positions with a total reported market value of $1.07M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
2176
Positions
$1.07M
Total AUM (reported)
14.90M
Total Shares
Allocation by class
STOCK$721.1K67.7%
ETF$292.5K27.5%
ADR$17.4K1.6%
REIT$17.1K1.6%
CEF$16.9K1.6%
CONVERTIBLE$357.000.0%
CONVERTIBLE PREFERRED$92.000.0%
Portfolio Concentration
Top 3$103.3K9.7%
4–10$96.7K9.1%
11–25$104.4K9.8%
Rest$761.0K71.4%
Top 3 weight
9.7%
Top 10 weight
18.8%
Voting Authority Distribution
Total shares with voting rights: 14.90M
Sole
Full voting authority
14.90M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole2176
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings2176
Rows:
ROYAL BANK OF CANADA
SOLEShares361.63K
TypeSH
Market value$36.5K
3.42%
Sole
361.63K
Shared
0.00
None
0.00
MICROSOFT
SOLEShares82.25K
TypeSH
Market value$34.6K
3.25%
Sole
82.25K
Shared
0.00
None
0.00
APPLE INC
SOLEShares187.91K
TypeSH
Market value$32.2K
3.02%
Sole
187.91K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL CL A
SOLEShares46.00
TypeSH
Market value$29.2K
2.74%
Sole
46.00
Shared
0.00
None
0.00
SPDR S&P 500 ETF TRUST
SOLEShares28.60K
TypeSH
Market value$15.0K
1.40%
Sole
28.60K
Shared
0.00
None
0.00
AMAZON.COM INC
SOLEShares65.68K
TypeSH
Market value$11.8K
1.11%
Sole
65.68K
Shared
0.00
None
0.00
ISHARES S&P 500 INDEX
SOLEShares19.46K
TypeSH
Market value$11.2K
1.05%
Sole
19.46K
Shared
0.00
None
0.00
AVAGO TECHNOLOGIES LTD
SOLEShares8.41K
TypeSH
Market value$11.2K
1.05%
Sole
8.41K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO COM
SOLEShares58.46K
TypeSH
Market value$9.5K
0.89%
Sole
58.46K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO COM
SOLEShares44.23K
TypeSH
Market value$8.9K
0.83%
Sole
44.23K
Shared
0.00
None
0.00
HOME DEPOT
SOLEShares21.58K
TypeSH
Market value$8.3K
0.78%
Sole
21.58K
Shared
0.00
None
0.00
SOUTH STATE CORP COM USD2.5
SOLEShares94.67K
TypeSH
Market value$8.1K
0.76%
Sole
94.67K
Shared
0.00
None
0.00
NEXTERA ENERGY INC COM
SOLEShares118.34K
TypeSH
Market value$7.6K
0.71%
Sole
118.34K
Shared
0.00
None
0.00
VISA INC
SOLEShares27.10K
TypeSH
Market value$7.6K
0.71%
Sole
27.10K
Shared
0.00
None
0.00
CONSTELLATION ENERGY CORP COM
SOLEShares40.83K
TypeSH
Market value$7.5K
0.71%
Sole
40.83K
Shared
0.00
None
0.00
UNION PAC CORP COM
SOLEShares29.94K
TypeSH
Market value$7.4K
0.69%
Sole
29.94K
Shared
0.00
None
0.00
FIRST TRUST CAPITAL STRENGTH ETF
SOLEShares80.66K
TypeSH
Market value$6.9K
0.65%
Sole
80.66K
Shared
0.00
None
0.00
NVIDIA CORP
SOLEShares7.31K
TypeSH
Market value$6.6K
0.62%
Sole
7.31K
Shared
0.00
None
0.00
DEERE & CO COM
SOLEShares16K
TypeSH
Market value$6.6K
0.62%
Sole
16K
Shared
0.00
None
0.00
WALMART INC COM
SOLEShares109.21K
TypeSH
Market value$6.6K
0.62%
Sole
109.21K
Shared
0.00
None
0.00
JOHNSON & JOHNSON COM
SOLEShares41.27K
TypeSH
Market value$6.5K
0.61%
Sole
41.27K
Shared
0.00
None
0.00
LOCKHEED MARTIN CORP
SOLEShares14.34K
TypeSH
Market value$6.5K
0.61%
Sole
14.34K
Shared
0.00
None
0.00
CHEVRON CORP NEW COM
SOLEShares39.30K
TypeSH
Market value$6.2K
0.58%
Sole
39.30K
Shared
0.00
None
0.00
GOOGLE INC
SOLEShares39.83K
TypeSH
Market value$6.1K
0.57%
Sole
39.83K
Shared
0.00
None
0.00
VANGUARD FTSE DEVELOPED MARKETS ETF
SOLEShares117.93K
TypeSH
Market value$5.9K
0.56%
Sole
117.93K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ROYAL BANK OF CANADASOLE | Stock | 361.63K | SH | $36.5K 3.42% | 361.63K | 0.00 | 0.00 |
MICROSOFTSOLE | Stock | 82.25K | SH | $34.6K 3.25% | 82.25K | 0.00 | 0.00 |
APPLE INCSOLE | Stock | 187.91K | SH | $32.2K 3.02% | 187.91K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DEL CL ASOLE | Stock | 46.00 | SH | $29.2K 2.74% | 46.00 | 0.00 | 0.00 |
SPDR S&P 500 ETF TRUSTSOLE | ETF | 28.60K | SH | $15.0K 1.40% | 28.60K | 0.00 | 0.00 |
AMAZON.COM INCSOLE | Stock | 65.68K | SH | $11.8K 1.11% | 65.68K | 0.00 | 0.00 |
ISHARES S&P 500 INDEXSOLE | ETF | 19.46K | SH | $11.2K 1.05% | 19.46K | 0.00 | 0.00 |
AVAGO TECHNOLOGIES LTDSOLE | Stock | 8.41K | SH | $11.2K 1.05% | 8.41K | 0.00 | 0.00 |
PROCTER AND GAMBLE CO COMSOLE | Stock | 58.46K | SH | $9.5K 0.89% | 58.46K | 0.00 | 0.00 |
JPMORGAN CHASE & CO COMSOLE | Stock | 44.23K | SH | $8.9K 0.83% | 44.23K | 0.00 | 0.00 |
HOME DEPOTSOLE | Stock | 21.58K | SH | $8.3K 0.78% | 21.58K | 0.00 | 0.00 |
SOUTH STATE CORP COM USD2.5SOLE | Stock | 94.67K | SH | $8.1K 0.76% | 94.67K | 0.00 | 0.00 |
NEXTERA ENERGY INC COMSOLE | Stock | 118.34K | SH | $7.6K 0.71% | 118.34K | 0.00 | 0.00 |
VISA INCSOLE | Stock | 27.10K | SH | $7.6K 0.71% | 27.10K | 0.00 | 0.00 |
CONSTELLATION ENERGY CORP COMSOLE | Stock | 40.83K | SH | $7.5K 0.71% | 40.83K | 0.00 | 0.00 |
UNION PAC CORP COMSOLE | Stock | 29.94K | SH | $7.4K 0.69% | 29.94K | 0.00 | 0.00 |
FIRST TRUST CAPITAL STRENGTH ETFSOLE | ETF | 80.66K | SH | $6.9K 0.65% | 80.66K | 0.00 | 0.00 |
NVIDIA CORPSOLE | Stock | 7.31K | SH | $6.6K 0.62% | 7.31K | 0.00 | 0.00 |
DEERE & CO COMSOLE | Stock | 16K | SH | $6.6K 0.62% | 16K | 0.00 | 0.00 |
WALMART INC COMSOLE | Stock | 109.21K | SH | $6.6K 0.62% | 109.21K | 0.00 | 0.00 |
JOHNSON & JOHNSON COMSOLE | Stock | 41.27K | SH | $6.5K 0.61% | 41.27K | 0.00 | 0.00 |
LOCKHEED MARTIN CORPSOLE | Stock | 14.34K | SH | $6.5K 0.61% | 14.34K | 0.00 | 0.00 |
CHEVRON CORP NEW COMSOLE | Stock | 39.30K | SH | $6.2K 0.58% | 39.30K | 0.00 | 0.00 |
GOOGLE INCSOLE | Stock | 39.83K | SH | $6.1K 0.57% | 39.83K | 0.00 | 0.00 |
VANGUARD FTSE DEVELOPED MARKETS ETFSOLE | ETF | 117.93K | SH | $5.9K 0.56% | 117.93K | 0.00 | 0.00 |
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