Filed: 2/7/2024ACC: 0000791540-24-000001
📋 What this filing means
NBC SECURITIES, INC. filed this quarterly 13F‑HR report disclosing 2103 equity positions with a total reported market value of $992.0K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
2103
Positions
$992.0K
Total AUM (reported)
15.13M
Total Shares
Allocation by class
STOCK$670.2K67.6%
ETF$267.4K27.0%
REIT$20.0K2.0%
CEF$16.9K1.7%
ADR$16.6K1.7%
CONVERTIBLE$786.000.1%
CONVERTIBLE PREFERRED$169.000.0%
Portfolio Concentration
Top 3$104.0K10.5%
4–10$83.7K8.4%
11–25$97.6K9.8%
Rest$706.7K71.2%
Top 3 weight
10.5%
Top 10 weight
18.9%
Voting Authority Distribution
Total shares with voting rights: 15.13M
Sole
Full voting authority
15.13M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole2103
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings2103
Rows:
ROYAL BANK OF CANADA
SOLEShares362.17K
TypeSH
Market value$36.6K
3.69%
Sole
362.17K
Shared
0.00
None
0.00
APPLE INC
SOLEShares190.10K
TypeSH
Market value$36.6K
3.69%
Sole
190.10K
Shared
0.00
None
0.00
MICROSOFT
SOLEShares81.83K
TypeSH
Market value$30.8K
3.10%
Sole
81.83K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL CL A
SOLEShares46.00
TypeSH
Market value$25.0K
2.52%
Sole
46.00
Shared
0.00
None
0.00
SPDR S&P 500 ETF TRUST
SOLEShares27.56K
TypeSH
Market value$13.1K
1.32%
Sole
27.56K
Shared
0.00
None
0.00
ISHARES S&P 500 INDEX
SOLEShares20.63K
TypeSH
Market value$9.9K
0.99%
Sole
20.63K
Shared
0.00
None
0.00
AMAZON.COM INC
SOLEShares64.58K
TypeSH
Market value$9.8K
0.99%
Sole
64.58K
Shared
0.00
None
0.00
AVAGO TECHNOLOGIES LTD
SOLEShares8.40K
TypeSH
Market value$9.4K
0.95%
Sole
8.40K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO COM
SOLEShares58.58K
TypeSH
Market value$8.6K
0.87%
Sole
58.58K
Shared
0.00
None
0.00
SOUTH STATE CORP COM USD2.5
SOLEShares94.67K
TypeSH
Market value$8.0K
0.81%
Sole
94.67K
Shared
0.00
None
0.00
UNION PAC CORP COM
SOLEShares30.57K
TypeSH
Market value$7.5K
0.76%
Sole
30.57K
Shared
0.00
None
0.00
HOME DEPOT
SOLEShares21.64K
TypeSH
Market value$7.5K
0.76%
Sole
21.64K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO COM
SOLEShares43.31K
TypeSH
Market value$7.4K
0.74%
Sole
43.31K
Shared
0.00
None
0.00
NEXTERA ENERGY INC COM
SOLEShares120.75K
TypeSH
Market value$7.3K
0.74%
Sole
120.75K
Shared
0.00
None
0.00
VISA INC
SOLEShares27.26K
TypeSH
Market value$7.1K
0.72%
Sole
27.26K
Shared
0.00
None
0.00
FIRST TRUST CAPITAL STRENGTH ETF
SOLEShares88.10K
TypeSH
Market value$7.1K
0.71%
Sole
88.10K
Shared
0.00
None
0.00
LOCKHEED MARTIN CORP
SOLEShares14.46K
TypeSH
Market value$6.6K
0.66%
Sole
14.46K
Shared
0.00
None
0.00
JOHNSON & JOHNSON COM
SOLEShares41.20K
TypeSH
Market value$6.5K
0.65%
Sole
41.20K
Shared
0.00
None
0.00
DEERE & CO COM
SOLEShares16.14K
TypeSH
Market value$6.5K
0.65%
Sole
16.14K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP
SOLEShares11.92K
TypeSH
Market value$6.3K
0.63%
Sole
11.92K
Shared
0.00
None
0.00
WALMART INC COM
SOLEShares37.47K
TypeSH
Market value$5.9K
0.60%
Sole
37.47K
Shared
0.00
None
0.00
CHEVRON CORP NEW COM
SOLEShares38.54K
TypeSH
Market value$5.7K
0.58%
Sole
38.54K
Shared
0.00
None
0.00
CONSTELLATION ENERGY CORP COM
SOLEShares47.16K
TypeSH
Market value$5.5K
0.56%
Sole
47.16K
Shared
0.00
None
0.00
VANGUARD FTSE DEVELOPED MARKETS ETF
SOLEShares113.95K
TypeSH
Market value$5.5K
0.55%
Sole
113.95K
Shared
0.00
None
0.00
GOOGLE INC
SOLEShares38.54K
TypeSH
Market value$5.4K
0.54%
Sole
38.54K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ROYAL BANK OF CANADASOLE | Stock | 362.17K | SH | $36.6K 3.69% | 362.17K | 0.00 | 0.00 |
APPLE INCSOLE | Stock | 190.10K | SH | $36.6K 3.69% | 190.10K | 0.00 | 0.00 |
MICROSOFTSOLE | Stock | 81.83K | SH | $30.8K 3.10% | 81.83K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DEL CL ASOLE | Stock | 46.00 | SH | $25.0K 2.52% | 46.00 | 0.00 | 0.00 |
SPDR S&P 500 ETF TRUSTSOLE | ETF | 27.56K | SH | $13.1K 1.32% | 27.56K | 0.00 | 0.00 |
ISHARES S&P 500 INDEXSOLE | ETF | 20.63K | SH | $9.9K 0.99% | 20.63K | 0.00 | 0.00 |
AMAZON.COM INCSOLE | Stock | 64.58K | SH | $9.8K 0.99% | 64.58K | 0.00 | 0.00 |
AVAGO TECHNOLOGIES LTDSOLE | Stock | 8.40K | SH | $9.4K 0.95% | 8.40K | 0.00 | 0.00 |
PROCTER AND GAMBLE CO COMSOLE | Stock | 58.58K | SH | $8.6K 0.87% | 58.58K | 0.00 | 0.00 |
SOUTH STATE CORP COM USD2.5SOLE | Stock | 94.67K | SH | $8.0K 0.81% | 94.67K | 0.00 | 0.00 |
UNION PAC CORP COMSOLE | Stock | 30.57K | SH | $7.5K 0.76% | 30.57K | 0.00 | 0.00 |
HOME DEPOTSOLE | Stock | 21.64K | SH | $7.5K 0.76% | 21.64K | 0.00 | 0.00 |
JPMORGAN CHASE & CO COMSOLE | Stock | 43.31K | SH | $7.4K 0.74% | 43.31K | 0.00 | 0.00 |
NEXTERA ENERGY INC COMSOLE | Stock | 120.75K | SH | $7.3K 0.74% | 120.75K | 0.00 | 0.00 |
VISA INCSOLE | Stock | 27.26K | SH | $7.1K 0.72% | 27.26K | 0.00 | 0.00 |
FIRST TRUST CAPITAL STRENGTH ETFSOLE | ETF | 88.10K | SH | $7.1K 0.71% | 88.10K | 0.00 | 0.00 |
LOCKHEED MARTIN CORPSOLE | Stock | 14.46K | SH | $6.6K 0.66% | 14.46K | 0.00 | 0.00 |
JOHNSON & JOHNSON COMSOLE | Stock | 41.20K | SH | $6.5K 0.65% | 41.20K | 0.00 | 0.00 |
DEERE & CO COMSOLE | Stock | 16.14K | SH | $6.5K 0.65% | 16.14K | 0.00 | 0.00 |
UNITEDHEALTH GROUPSOLE | Stock | 11.92K | SH | $6.3K 0.63% | 11.92K | 0.00 | 0.00 |
WALMART INC COMSOLE | Stock | 37.47K | SH | $5.9K 0.60% | 37.47K | 0.00 | 0.00 |
CHEVRON CORP NEW COMSOLE | Stock | 38.54K | SH | $5.7K 0.58% | 38.54K | 0.00 | 0.00 |
CONSTELLATION ENERGY CORP COMSOLE | Stock | 47.16K | SH | $5.5K 0.56% | 47.16K | 0.00 | 0.00 |
VANGUARD FTSE DEVELOPED MARKETS ETFSOLE | ETF | 113.95K | SH | $5.5K 0.55% | 113.95K | 0.00 | 0.00 |
GOOGLE INCSOLE | Stock | 38.54K | SH | $5.4K 0.54% | 38.54K | 0.00 | 0.00 |
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