Filed: 11/3/2023ACC: 0000791540-23-000004
📋 What this filing means
NBC SECURITIES, INC. filed this quarterly 13F‑HR report disclosing 2203 equity positions with a total reported market value of $910.4K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
2203
Positions
$910.4K
Total AUM (reported)
15.29M
Total Shares
Allocation by class
STOCK$614.7K67.5%
ETF$241.8K26.6%
REIT$21.3K2.3%
CEF$16.1K1.8%
ADR$15.7K1.7%
CONVERTIBLE$721.000.1%
CONVERTIBLE PREFERRED$169.000.0%
Portfolio Concentration
Top 3$94.5K10.4%
4–10$76.7K8.4%
11–25$92.0K10.1%
Rest$647.3K71.1%
Top 3 weight
10.4%
Top 10 weight
18.8%
Voting Authority Distribution
Total shares with voting rights: 15.29M
Sole
Full voting authority
15.29M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole2203
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings2203
Rows:
ROYAL BANK OF CANADA
SOLEShares392.67K
TypeSH
Market value$34.3K
3.77%
Sole
392.67K
Shared
0.00
None
0.00
APPLE INC
SOLEShares195.81K
TypeSH
Market value$33.5K
3.68%
Sole
195.81K
Shared
0.00
None
0.00
MICROSOFT
SOLEShares84.28K
TypeSH
Market value$26.6K
2.92%
Sole
84.28K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL CL A
SOLEShares46.00
TypeSH
Market value$24.4K
2.69%
Sole
46.00
Shared
0.00
None
0.00
SPDR S&P 500 ETF TRUST
SOLEShares27.04K
TypeSH
Market value$11.6K
1.27%
Sole
27.04K
Shared
0.00
None
0.00
ISHARES S&P 500 INDEX
SOLEShares21.93K
TypeSH
Market value$9.4K
1.03%
Sole
21.93K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO COM
SOLEShares59.33K
TypeSH
Market value$8.7K
0.95%
Sole
59.33K
Shared
0.00
None
0.00
AMAZON.COM INC
SOLEShares65K
TypeSH
Market value$8.3K
0.91%
Sole
65K
Shared
0.00
None
0.00
NEXTERA ENERGY INC COM
SOLEShares127.94K
TypeSH
Market value$7.3K
0.80%
Sole
127.94K
Shared
0.00
None
0.00
AVAGO TECHNOLOGIES LTD
SOLEShares8.49K
TypeSH
Market value$7.1K
0.77%
Sole
8.49K
Shared
0.00
None
0.00
JOHNSON & JOHNSON COM
SOLEShares44.21K
TypeSH
Market value$6.9K
0.76%
Sole
44.21K
Shared
0.00
None
0.00
HOME DEPOT
SOLEShares22.10K
TypeSH
Market value$6.7K
0.73%
Sole
22.10K
Shared
0.00
None
0.00
FIRST TRUST CAPITAL STRENGTH ETF
SOLEShares89.83K
TypeSH
Market value$6.6K
0.73%
Sole
89.83K
Shared
0.00
None
0.00
SOUTH STATE CORP COM USD2.5
SOLEShares94.70K
TypeSH
Market value$6.4K
0.70%
Sole
94.70K
Shared
0.00
None
0.00
UNION PAC CORP COM
SOLEShares31.15K
TypeSH
Market value$6.3K
0.70%
Sole
31.15K
Shared
0.00
None
0.00
WALMART INC COM
SOLEShares39.25K
TypeSH
Market value$6.3K
0.69%
Sole
39.25K
Shared
0.00
None
0.00
CHEVRON CORP NEW COM
SOLEShares36.67K
TypeSH
Market value$6.2K
0.68%
Sole
36.67K
Shared
0.00
None
0.00
VISA INC
SOLEShares26.87K
TypeSH
Market value$6.2K
0.68%
Sole
26.87K
Shared
0.00
None
0.00
DEERE & CO COM
SOLEShares16.15K
TypeSH
Market value$6.1K
0.67%
Sole
16.15K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP
SOLEShares12.07K
TypeSH
Market value$6.1K
0.67%
Sole
12.07K
Shared
0.00
None
0.00
LOCKHEED MARTIN CORP
SOLEShares14.62K
TypeSH
Market value$6.0K
0.66%
Sole
14.62K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO COM
SOLEShares41.02K
TypeSH
Market value$5.9K
0.65%
Sole
41.01K
Shared
0.00
None
0.00
CISCO SYS INC
SOLEShares105.93K
TypeSH
Market value$5.7K
0.63%
Sole
105.93K
Shared
0.00
None
0.00
GOOGLE INC
SOLEShares41.21K
TypeSH
Market value$5.4K
0.59%
Sole
41.21K
Shared
0.00
None
0.00
CONSTELLATION ENERGY CORP COM
SOLEShares47.87K
TypeSH
Market value$5.2K
0.57%
Sole
47.87K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ROYAL BANK OF CANADASOLE | Stock | 392.67K | SH | $34.3K 3.77% | 392.67K | 0.00 | 0.00 |
APPLE INCSOLE | Stock | 195.81K | SH | $33.5K 3.68% | 195.81K | 0.00 | 0.00 |
MICROSOFTSOLE | Stock | 84.28K | SH | $26.6K 2.92% | 84.28K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DEL CL ASOLE | Stock | 46.00 | SH | $24.4K 2.69% | 46.00 | 0.00 | 0.00 |
SPDR S&P 500 ETF TRUSTSOLE | ETF | 27.04K | SH | $11.6K 1.27% | 27.04K | 0.00 | 0.00 |
ISHARES S&P 500 INDEXSOLE | ETF | 21.93K | SH | $9.4K 1.03% | 21.93K | 0.00 | 0.00 |
PROCTER AND GAMBLE CO COMSOLE | Stock | 59.33K | SH | $8.7K 0.95% | 59.33K | 0.00 | 0.00 |
AMAZON.COM INCSOLE | Stock | 65K | SH | $8.3K 0.91% | 65K | 0.00 | 0.00 |
NEXTERA ENERGY INC COMSOLE | Stock | 127.94K | SH | $7.3K 0.80% | 127.94K | 0.00 | 0.00 |
AVAGO TECHNOLOGIES LTDSOLE | Stock | 8.49K | SH | $7.1K 0.77% | 8.49K | 0.00 | 0.00 |
JOHNSON & JOHNSON COMSOLE | Stock | 44.21K | SH | $6.9K 0.76% | 44.21K | 0.00 | 0.00 |
HOME DEPOTSOLE | Stock | 22.10K | SH | $6.7K 0.73% | 22.10K | 0.00 | 0.00 |
FIRST TRUST CAPITAL STRENGTH ETFSOLE | ETF | 89.83K | SH | $6.6K 0.73% | 89.83K | 0.00 | 0.00 |
SOUTH STATE CORP COM USD2.5SOLE | Stock | 94.70K | SH | $6.4K 0.70% | 94.70K | 0.00 | 0.00 |
UNION PAC CORP COMSOLE | Stock | 31.15K | SH | $6.3K 0.70% | 31.15K | 0.00 | 0.00 |
WALMART INC COMSOLE | Stock | 39.25K | SH | $6.3K 0.69% | 39.25K | 0.00 | 0.00 |
CHEVRON CORP NEW COMSOLE | Stock | 36.67K | SH | $6.2K 0.68% | 36.67K | 0.00 | 0.00 |
VISA INCSOLE | Stock | 26.87K | SH | $6.2K 0.68% | 26.87K | 0.00 | 0.00 |
DEERE & CO COMSOLE | Stock | 16.15K | SH | $6.1K 0.67% | 16.15K | 0.00 | 0.00 |
UNITEDHEALTH GROUPSOLE | Stock | 12.07K | SH | $6.1K 0.67% | 12.07K | 0.00 | 0.00 |
LOCKHEED MARTIN CORPSOLE | Stock | 14.62K | SH | $6.0K 0.66% | 14.62K | 0.00 | 0.00 |
JPMORGAN CHASE & CO COMSOLE | Stock | 41.02K | SH | $5.9K 0.65% | 41.01K | 0.00 | 0.00 |
CISCO SYS INCSOLE | Stock | 105.93K | SH | $5.7K 0.63% | 105.93K | 0.00 | 0.00 |
GOOGLE INCSOLE | Stock | 41.21K | SH | $5.4K 0.59% | 41.21K | 0.00 | 0.00 |
CONSTELLATION ENERGY CORP COMSOLE | Stock | 47.87K | SH | $5.2K 0.57% | 47.87K | 0.00 | 0.00 |
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