NAVY CAPITAL GREEN MANAGEMENT, LLC reported 2 transactions at CLS HOLDINGS USA, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 9/30/2022ACC: 0001019056-22-000603
10% OwnerOther
Since Aug 2018
+6.82M
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
6
Total transactions
18.08M acquired · 11.26M disposed
Non-Derivative Transactions2
Common Stock
Indirect
Shares
+9.64M
Price / share
—
Trade value
—
% of position
617.0%
9/15/2022
1.56M→11.20M
Common Stock
Indirect
Shares
+2.41M
Price / share
—
Trade value
—
% of position
128.5%
9/15/2022
1.88M→4.29M
Total
Net shares
+12.05M
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 9/15/2022 | C · Conversion | +9.64M | — | — | 617.0% | 1.56M | 11.20M |
| Common Stock Indirect | 9/15/2022 | C · Conversion | +2.41M | — | — | 128.5% | 1.88M | 4.29M |
| Total | +12.05M | $0.00 | ||||||
Derivative Transactions4
Convertible Units
Indirect
Converts to
Common Stock
9.64M shares
Shares
−9.01M
Strike price
0.071
Held after
6.76M
Exercisable
—
9/15/2022
Convertible Units
Indirect
Converts to
Common Stock
2.41M shares
Shares
−2.25M
Strike price
0.071
Held after
2.30M
Exercisable
—
9/15/2022
Warrant
Indirect
Converts to
Common Stock
4.82M shares
Shares
+4.82M
Strike price
0.1
Held after
11.58M
Exercisable
—
9/15/2022
Warrant
Indirect
Converts to
Common Stock
1.21M shares
Shares
+1.21M
Strike price
0.1
Held after
3.50M
Exercisable
—
9/15/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Convertible Units Indirect | Common Stock9.64M shares | 9/15/2022 | C · Conversion | −9.01M | 0.071 | — | 6.76M |
| Convertible Units Indirect | Common Stock2.41M shares | 9/15/2022 | C · Conversion | −2.25M | 0.071 | — | 2.30M |
| Warrant Indirect | Common Stock4.82M shares | 9/15/2022 | J · J | +4.82M | 0.1 | — | 11.58M |
| Warrant Indirect | Common Stock1.21M shares | 9/15/2022 | J · J | +1.21M | 0.1 | — | 3.50M |