NAUDON CARLOS P enters PONCE FINANCIAL GROUP, INC. with 309.97K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 1/28/2022ACC: 0001209191-22-005312
DirectorOfficer· President & CEO
Since Jan 2022
309.97K
Baseline shares
74% direct
229.49K
Direct ownership
1 position
62.21K
Derivative underlying
1 instrument
4
Security positions
80.48K indirect
Non-Derivative Holdings4
Common Stock
IndirectShares owned52.16K
Common Stock
IndirectShares owned8.32K
Common Stock
DirectShares owned229.49K
Common Stock
IndirectShares owned20K
Total
229.49K direct·80.48K indirect309.97K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 52.16K | Indirect |
| Common Stock | 8.32K | Indirect |
| Common Stock | 229.49K | Direct |
| Common Stock | 20K | Indirect |
| Total | 309.97K | 229.49K direct·80.48K indirect |
Derivative Holdings1
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
62.21K
Shares owned
N/A
Exercise price
12.77
Expiration
—
Exercise window
—
Total
Underlying
62.21K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock | 12.77 | — | — | 62.21K | N/A |
| Total | 62.21K | 0.00 | ||||