Filed: 11/14/2023ACC: 0001376474-23-000490
📋 What this filing means
NATIONS FINANCIAL GROUP INC, /IA/ /ADV filed this quarterly 13F‑HR report disclosing 613 equity positions with a total reported market value of $993.32M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
613
Positions
$993.32M
Total AUM (reported)
16.01M
Total Shares
Allocation by class
ETF$469.76M47.3%
STOCK$468.49M47.2%
CEF$34.38M3.5%
REIT$12.74M1.3%
ADR$7.93M0.8%
CONVERTIBLE$11.8K0.0%
Portfolio Concentration
Top 3$93.84M9.4%
4–10$113.23M11.4%
11–25$135.29M13.6%
Rest$650.96M65.5%
Top 3 weight
9.4%
Top 10 weight
20.8%
Voting Authority Distribution
Total shares with voting rights: 16.01M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
16.01M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole613
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings613
Rows:
APPLE INC COM
SOLEShares196.66K
TypeSH
Market value$33.67M
3.39%
Sole
0.00
Shared
0.00
None
196.66K
BERKSHIRE HATHAWAY INC DEL CL B NEW
SOLEShares95.64K
TypeSH
Market value$33.50M
3.37%
Sole
0.00
Shared
0.00
None
95.64K
MICROSOFT CORP COM
SOLEShares84.45K
TypeSH
Market value$26.66M
2.68%
Sole
0.00
Shared
0.00
None
84.45K
ISHARES CORE S&P MID-CAP ETF
SOLEShares82.97K
TypeSH
Market value$20.69M
2.08%
Sole
0.00
Shared
0.00
None
82.97K
ISHARES RUSSELL 3000 ETF
SOLEShares71.27K
TypeSH
Market value$17.46M
1.76%
Sole
0.00
Shared
0.00
None
71.27K
VANGUARD HIGH DIVIDEND YIELD INDEX ETF
SOLEShares167.01K
TypeSH
Market value$17.26M
1.74%
Sole
0.00
Shared
0.00
None
167.01K
SCHWAB US DIVIDEND EQUITY ETF
SOLEShares226.47K
TypeSH
Market value$16.02M
1.61%
Sole
0.00
Shared
0.00
None
226.47K
INVESCO QQQ TRUST SERIES I
SOLEShares39.82K
TypeSH
Market value$14.27M
1.44%
Sole
0.00
Shared
0.00
None
39.82K
EXXON MOBIL CORP COM
SOLEShares117.34K
TypeSH
Market value$13.80M
1.39%
Sole
0.00
Shared
0.00
None
117.34K
VANGUARD MID-CAP ETF
SOLEShares65.99K
TypeSH
Market value$13.74M
1.38%
Sole
0.00
Shared
0.00
None
65.99K
NVIDIA CORPORATION COM
SOLEShares29.26K
TypeSH
Market value$12.73M
1.28%
Sole
0.00
Shared
0.00
None
29.26K
TECHNOLOGY SELECT SECTOR SPDR FUND
SOLEShares69.96K
TypeSH
Market value$11.47M
1.15%
Sole
0.00
Shared
0.00
None
69.96K
ISHARES CORE S&P SMALL CAP ETF
SOLEShares120K
TypeSH
Market value$11.32M
1.14%
Sole
0.00
Shared
0.00
None
120K
AMAZON COM INC COM
SOLEShares80.83K
TypeSH
Market value$10.28M
1.03%
Sole
0.00
Shared
0.00
None
80.83K
VANGUARD VALUE ETF
SOLEShares70.84K
TypeSH
Market value$9.77M
0.98%
Sole
0.00
Shared
0.00
None
70.84K
SPDR S&P 500 ETF TRUST
SOLEShares22.60K
TypeSH
Market value$9.66M
0.97%
Sole
0.00
Shared
0.00
None
22.60K
ISHARES S&P MID-CAP 400 VALUE ETF
SOLEShares90.86K
TypeSH
Market value$9.17M
0.92%
Sole
0.00
Shared
0.00
None
90.86K
ALPHABET INC CAP STK CL A
SOLEShares66.85K
TypeSH
Market value$8.75M
0.88%
Sole
0.00
Shared
0.00
None
66.85K
VANGUARD GROWTH ETF
SOLEShares30.46K
TypeSH
Market value$8.30M
0.84%
Sole
0.00
Shared
0.00
None
30.46K
ISHARES MSCI USA MIN VOL FACTOR ETF
SOLEShares107.76K
TypeSH
Market value$7.80M
0.79%
Sole
0.00
Shared
0.00
None
107.76K
VANGUARD FTSE EMERGING MARKETS ETF
SOLEShares198.22K
TypeSH
Market value$7.77M
0.78%
Sole
0.00
Shared
0.00
None
198.22K
JPMORGAN CHASE & CO COM
SOLEShares53.16K
TypeSH
Market value$7.71M
0.78%
Sole
0.00
Shared
0.00
None
53.16K
VISA INC COM CL A
SOLEShares32.09K
TypeSH
Market value$7.38M
0.74%
Sole
0.00
Shared
0.00
None
32.09K
COSTCO WHSL CORP NEW COM
SOLEShares12.26K
TypeSH
Market value$6.93M
0.70%
Sole
0.00
Shared
0.00
None
12.26K
BLACKSTONE MTG TR INC COM CL A
SOLEShares287.80K
TypeSH
Market value$6.26M
0.63%
Sole
0.00
Shared
0.00
None
287.80K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INC COMSOLE | Stock | 196.66K | SH | $33.67M 3.39% | 0.00 | 0.00 | 196.66K |
BERKSHIRE HATHAWAY INC DEL CL B NEWSOLE | Stock | 95.64K | SH | $33.50M 3.37% | 0.00 | 0.00 | 95.64K |
MICROSOFT CORP COMSOLE | Stock | 84.45K | SH | $26.66M 2.68% | 0.00 | 0.00 | 84.45K |
ISHARES CORE S&P MID-CAP ETFSOLE | ETF | 82.97K | SH | $20.69M 2.08% | 0.00 | 0.00 | 82.97K |
ISHARES RUSSELL 3000 ETFSOLE | ETF | 71.27K | SH | $17.46M 1.76% | 0.00 | 0.00 | 71.27K |
VANGUARD HIGH DIVIDEND YIELD INDEX ETFSOLE | ETF | 167.01K | SH | $17.26M 1.74% | 0.00 | 0.00 | 167.01K |
SCHWAB US DIVIDEND EQUITY ETFSOLE | ETF | 226.47K | SH | $16.02M 1.61% | 0.00 | 0.00 | 226.47K |
INVESCO QQQ TRUST SERIES ISOLE | ETF | 39.82K | SH | $14.27M 1.44% | 0.00 | 0.00 | 39.82K |
EXXON MOBIL CORP COMSOLE | Stock | 117.34K | SH | $13.80M 1.39% | 0.00 | 0.00 | 117.34K |
VANGUARD MID-CAP ETFSOLE | ETF | 65.99K | SH | $13.74M 1.38% | 0.00 | 0.00 | 65.99K |
NVIDIA CORPORATION COMSOLE | Stock | 29.26K | SH | $12.73M 1.28% | 0.00 | 0.00 | 29.26K |
TECHNOLOGY SELECT SECTOR SPDR FUNDSOLE | ETF | 69.96K | SH | $11.47M 1.15% | 0.00 | 0.00 | 69.96K |
ISHARES CORE S&P SMALL CAP ETFSOLE | ETF | 120K | SH | $11.32M 1.14% | 0.00 | 0.00 | 120K |
AMAZON COM INC COMSOLE | Stock | 80.83K | SH | $10.28M 1.03% | 0.00 | 0.00 | 80.83K |
VANGUARD VALUE ETFSOLE | ETF | 70.84K | SH | $9.77M 0.98% | 0.00 | 0.00 | 70.84K |
SPDR S&P 500 ETF TRUSTSOLE | ETF | 22.60K | SH | $9.66M 0.97% | 0.00 | 0.00 | 22.60K |
ISHARES S&P MID-CAP 400 VALUE ETFSOLE | ETF | 90.86K | SH | $9.17M 0.92% | 0.00 | 0.00 | 90.86K |
ALPHABET INC CAP STK CL ASOLE | Stock | 66.85K | SH | $8.75M 0.88% | 0.00 | 0.00 | 66.85K |
VANGUARD GROWTH ETFSOLE | ETF | 30.46K | SH | $8.30M 0.84% | 0.00 | 0.00 | 30.46K |
ISHARES MSCI USA MIN VOL FACTOR ETFSOLE | ETF | 107.76K | SH | $7.80M 0.79% | 0.00 | 0.00 | 107.76K |
VANGUARD FTSE EMERGING MARKETS ETFSOLE | ETF | 198.22K | SH | $7.77M 0.78% | 0.00 | 0.00 | 198.22K |
JPMORGAN CHASE & CO COMSOLE | Stock | 53.16K | SH | $7.71M 0.78% | 0.00 | 0.00 | 53.16K |
VISA INC COM CL ASOLE | Stock | 32.09K | SH | $7.38M 0.74% | 0.00 | 0.00 | 32.09K |
COSTCO WHSL CORP NEW COMSOLE | Stock | 12.26K | SH | $6.93M 0.70% | 0.00 | 0.00 | 12.26K |
BLACKSTONE MTG TR INC COM CL ASOLE | REIT | 287.80K | SH | $6.26M 0.63% | 0.00 | 0.00 | 287.80K |
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