Filed: 11/7/2024ACC: 0001172661-24-004513
📋 What this filing means
NAPA WEALTH MANAGEMENT filed this quarterly 13F‑HR report disclosing 156 equity positions with a total reported market value of $211.31M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
156
Positions
$211.31M
Total AUM (reported)
4.01M
Total Shares
Allocation by class
COM$70.50M33.4%
NEOS ENH INC 1-3$45.74M21.6%
BLOOMBERG 3-12 M$6.30M3.0%
CL A$4.71M2.2%
PORTFOLIO SH TSR$4.44M2.1%
UNIT SER 1$3.08M1.5%
PORTFOLIO S&P500$2.76M1.3%
Portfolio Concentration
Top 3$58.22M27.5%
4–10$25.67M12.1%
11–25$34.57M16.4%
Rest$92.86M43.9%
Top 3 weight
27.5%
Top 10 weight
39.7%
Voting Authority Distribution
Total shares with voting rights: 4.01M
Sole
Full voting authority
4.01M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole156
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings156
Rows:
NEOS ETF TRUST
SOLEShares918.51K
TypeSH
Market value$45.74M
21.65%
Sole
918.51K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares63.23K
TypeSH
Market value$6.30M
2.98%
Sole
63.23K
Shared
0.00
None
0.00
APPLE INC
SOLEShares26.52K
TypeSH
Market value$6.18M
2.92%
Sole
26.52K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares150.95K
TypeSH
Market value$4.44M
2.10%
Sole
150.95K
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares7.62K
TypeSH
Market value$4.36M
2.06%
Sole
7.62K
Shared
0.00
None
0.00
TESLA INC
SOLEShares14.97K
TypeSH
Market value$3.92M
1.85%
Sole
14.97K
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares20.95K
TypeSH
Market value$3.61M
1.71%
Sole
20.95K
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW
SOLEShares3.94K
TypeSH
Market value$3.50M
1.65%
Sole
3.94K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares6.32K
TypeSH
Market value$3.08M
1.46%
Sole
6.32K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares40.82K
TypeSH
Market value$2.76M
1.30%
Sole
40.82K
Shared
0.00
None
0.00
ELI LILLY & CO
SOLEShares3.05K
TypeSH
Market value$2.70M
1.28%
Sole
3.05K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares21.83K
TypeSH
Market value$2.65M
1.25%
Sole
21.83K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
SOLEShares4.09K
TypeSH
Market value$2.39M
1.13%
Sole
4.09K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares5.17K
TypeSH
Market value$2.38M
1.13%
Sole
5.17K
Shared
0.00
None
0.00
HERCULES CAPITAL INC
SOLEShares120.29K
TypeSH
Market value$2.36M
1.12%
Sole
120.29K
Shared
0.00
None
0.00
ABBVIE INC
SOLEShares11.77K
TypeSH
Market value$2.32M
1.10%
Sole
11.77K
Shared
0.00
None
0.00
WALMART INC
SOLEShares28.57K
TypeSH
Market value$2.31M
1.09%
Sole
28.57K
Shared
0.00
None
0.00
BOSTON SCIENTIFIC CORP
SOLEShares27.39K
TypeSH
Market value$2.30M
1.09%
Sole
27.39K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares3.98K
TypeSH
Market value$2.29M
1.09%
Sole
3.98K
Shared
0.00
None
0.00
LOCKHEED MARTIN CORP
SOLEShares3.88K
TypeSH
Market value$2.27M
1.07%
Sole
3.88K
Shared
0.00
None
0.00
KKR & CO INC
SOLEShares17.20K
TypeSH
Market value$2.25M
1.06%
Sole
17.20K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares43.91K
TypeSH
Market value$2.21M
1.04%
Sole
43.91K
Shared
0.00
None
0.00
NEOS ETF TRUST
SOLEShares43.08K
TypeSH
Market value$2.10M
0.99%
Sole
43.08K
Shared
0.00
None
0.00
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares89.13K
TypeSH
Market value$2.09M
0.99%
Sole
89.13K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares4.54K
TypeSH
Market value$1.95M
0.92%
Sole
4.54K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
NEOS ETF TRUSTSOLE | NEOS ENH INC 1-3 | 918.51K | SH | $45.74M 21.65% | 918.51K | 0.00 | 0.00 |
SPDR SER TRSOLE | BLOOMBERG 3-12 M | 63.23K | SH | $6.30M 2.98% | 63.23K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 26.52K | SH | $6.18M 2.92% | 26.52K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO SH TSR | 150.95K | SH | $4.44M 2.10% | 150.95K | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 7.62K | SH | $4.36M 2.06% | 7.62K | 0.00 | 0.00 |
TESLA INCSOLE | COM | 14.97K | SH | $3.92M 1.85% | 14.97K | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 20.95K | SH | $3.61M 1.71% | 20.95K | 0.00 | 0.00 |
COSTCO WHSL CORP NEWSOLE | COM | 3.94K | SH | $3.50M 1.65% | 3.94K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 6.32K | SH | $3.08M 1.46% | 6.32K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 40.82K | SH | $2.76M 1.30% | 40.82K | 0.00 | 0.00 |
ELI LILLY & COSOLE | COM | 3.05K | SH | $2.70M 1.28% | 3.05K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 21.83K | SH | $2.65M 1.25% | 21.83K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCSOLE | COM | 4.09K | SH | $2.39M 1.13% | 4.09K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 5.17K | SH | $2.38M 1.13% | 5.17K | 0.00 | 0.00 |
HERCULES CAPITAL INCSOLE | COM | 120.29K | SH | $2.36M 1.12% | 120.29K | 0.00 | 0.00 |
ABBVIE INCSOLE | COM | 11.77K | SH | $2.32M 1.10% | 11.77K | 0.00 | 0.00 |
WALMART INCSOLE | COM | 28.57K | SH | $2.31M 1.09% | 28.57K | 0.00 | 0.00 |
BOSTON SCIENTIFIC CORPSOLE | COM | 27.39K | SH | $2.30M 1.09% | 27.39K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 3.98K | SH | $2.29M 1.09% | 3.98K | 0.00 | 0.00 |
LOCKHEED MARTIN CORPSOLE | COM | 3.88K | SH | $2.27M 1.07% | 3.88K | 0.00 | 0.00 |
KKR & CO INCSOLE | COM | 17.20K | SH | $2.25M 1.06% | 17.20K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | FLOATNG RAT TREA | 43.91K | SH | $2.21M 1.04% | 43.91K | 0.00 | 0.00 |
NEOS ETF TRUSTSOLE | NEOS ENHCD INME | 43.08K | SH | $2.10M 0.99% | 43.08K | 0.00 | 0.00 |
SIMPLIFY EXCHANGE TRADED FUNSOLE | ENHANCED INM ETF | 89.13K | SH | $2.09M 0.99% | 89.13K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 4.54K | SH | $1.95M 0.92% | 4.54K | 0.00 | 0.00 |
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