NAPA WEALTH MANAGEMENT

Filed: 8/14/2024ACC: 0001172661-24-003496

📋 What this filing means

NAPA WEALTH MANAGEMENT filed this quarterly 13F‑HR report disclosing 115 equity positions with a total reported market value of $148.15M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

115

Positions

$148.15M

Total AUM (reported)

3.16M

Total Shares

Allocation by class

FLOATNG RAT TREA$22.32M15.1%

COM$19.86M13.4%

BLOOMBERG 1-3 MO$19.51M13.2%

BLOOMBERG 3-12 M$4.79M3.2%

PORTFOLIO SH TSR$4.34M2.9%

EMRG SHAREHLDR$3.98M2.7%

EMRG MKT CASH$3.94M2.7%

Portfolio Concentration

Top 3$46.62M31.5%

4–10$24.07M16.2%

11–25$30.77M20.8%

Rest$46.70M31.5%

Top 3 weight

31.5%

Top 10 weight

47.7%

Voting Authority Distribution

Total shares with voting rights: 3.16M

Sole

Full voting authority

3.16M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole115

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings115

Rows:

WISDOMTREE TR

SOLE

FLOATNG RAT TREA

Shares443.66K

TypeSH

Market value$22.32M

15.07%

Sole

443.66K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares212.55K

TypeSH

Market value$19.51M

13.17%

Sole

212.55K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

BLOOMBERG 3-12 M

Shares48.21K

TypeSH

Market value$4.79M

3.23%

Sole

48.21K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PORTFOLIO SH TSR

Shares150.16K

TypeSH

Market value$4.34M

2.93%

Sole

150.16K

Shared

0.00

None

0.00

CAMBRIA ETF TR

SOLE

EMRG SHAREHLDR

Shares115.57K

TypeSH

Market value$3.98M

2.68%

Sole

115.57K

Shared

0.00

None

0.00

PACER FDS TR

SOLE

EMRG MKT CASH

Shares194.21K

TypeSH

Market value$3.94M

2.66%

Sole

194.21K

Shared

0.00

None

0.00

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares6.32K

TypeSH

Market value$3.03M

2.04%

Sole

6.32K

Shared

0.00

None

0.00

ISHARES TR

SOLE

GLOBAL ENERG ETF

Shares72.57K

TypeSH

Market value$3.01M

2.03%

Sole

72.57K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL ENR

Shares36.03K

TypeSH

Market value$2.91M

1.96%

Sole

36.03K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL REL

Shares87.76K

TypeSH

Market value$2.87M

1.94%

Sole

87.76K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL FIN

Shares46.56K

TypeSH

Market value$2.85M

1.93%

Sole

46.56K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares40.40K

TypeSH

Market value$2.59M

1.75%

Sole

40.40K

Shared

0.00

None

0.00

ISHARES TR

SOLE

SHORT TREAS BD

Shares23.20K

TypeSH

Market value$2.56M

1.73%

Sole

23.20K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CRE U S REIT ETF

Shares44.02K

TypeSH

Market value$2.36M

1.59%

Sole

44.02K

Shared

0.00

None

0.00

HERCULES CAPITAL INC

SOLE

COM

Shares113.90K

TypeSH

Market value$2.33M

1.57%

Sole

113.90K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CHINA LG-CAP ETF

Shares88.17K

TypeSH

Market value$2.29M

1.55%

Sole

88.17K

Shared

0.00

None

0.00

ISHARES TR

SOLE

US HOME CONS ETF

Shares22.14K

TypeSH

Market value$2.24M

1.51%

Sole

22.14K

Shared

0.00

None

0.00

NVIDIA CORPORATION

SOLE

COM

Shares18.10K

TypeSH

Market value$2.24M

1.51%

Sole

18.10K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P500 ETF

Shares3.98K

TypeSH

Market value$2.18M

1.47%

Sole

3.98K

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

COM

Shares4.67K

TypeSH

Market value$2.09M

1.41%

Sole

4.67K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PORTFLI INTRMDIT

Shares62.99K

TypeSH

Market value$1.76M

1.19%

Sole

62.99K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares6.42K

TypeSH

Market value$1.35M

0.91%

Sole

6.42K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

BLOOMBERG 1 10 Y

Shares72.73K

TypeSH

Market value$1.34M

0.91%

Sole

72.73K

Shared

0.00

None

0.00

PACER FDS TR

SOLE

CASH COWS ETF

Shares35.64K

TypeSH

Market value$1.32M

0.89%

Sole

35.64K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PORTFOLIO LN TSR

Shares46.40K

TypeSH

Market value$1.26M

0.85%

Sole

46.40K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
WISDOMTREE TRSOLE	FLOATNG RAT TREA	443.66K	SH	$22.32M 15.07%	443.66K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	212.55K	SH	$19.51M 13.17%	212.55K
SPDR SER TRSOLE	BLOOMBERG 3-12 M	48.21K	SH	$4.79M 3.23%	48.21K
SPDR SER TRSOLE	PORTFOLIO SH TSR	150.16K	SH	$4.34M 2.93%	150.16K
CAMBRIA ETF TRSOLE	EMRG SHAREHLDR	115.57K	SH	$3.98M 2.68%	115.57K
PACER FDS TRSOLE	EMRG MKT CASH	194.21K	SH	$3.94M 2.66%	194.21K
INVESCO QQQ TRSOLE	UNIT SER 1	6.32K	SH	$3.03M 2.04%	6.32K
ISHARES TRSOLE	GLOBAL ENERG ETF	72.57K	SH	$3.01M 2.03%	72.57K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL ENR	36.03K	SH	$2.91M 1.96%	36.03K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL REL	87.76K	SH	$2.87M 1.94%	87.76K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL FIN	46.56K	SH	$2.85M 1.93%	46.56K
SPDR SER TRSOLE	PORTFOLIO S&P500	40.40K	SH	$2.59M 1.75%	40.40K
ISHARES TRSOLE	SHORT TREAS BD	23.20K	SH	$2.56M 1.73%	23.20K
ISHARES TRSOLE	CRE U S REIT ETF	44.02K	SH	$2.36M 1.59%	44.02K
HERCULES CAPITAL INCSOLE	COM	113.90K	SH	$2.33M 1.57%	113.90K
ISHARES TRSOLE	CHINA LG-CAP ETF	88.17K	SH	$2.29M 1.55%	88.17K
ISHARES TRSOLE	US HOME CONS ETF	22.14K	SH	$2.24M 1.51%	22.14K
NVIDIA CORPORATIONSOLE	COM	18.10K	SH	$2.24M 1.51%	18.10K
ISHARES TRSOLE	CORE S&P500 ETF	3.98K	SH	$2.18M 1.47%	3.98K
MICROSOFT CORPSOLE	COM	4.67K	SH	$2.09M 1.41%	4.67K
SPDR SER TRSOLE	PORTFLI INTRMDIT	62.99K	SH	$1.76M 1.19%	62.99K
APPLE INCSOLE	COM	6.42K	SH	$1.35M 0.91%	6.42K
SPDR SER TRSOLE	BLOOMBERG 1 10 Y	72.73K	SH	$1.34M 0.91%	72.73K
PACER FDS TRSOLE	CASH COWS ETF	35.64K	SH	$1.32M 0.89%	35.64K
SPDR SER TRSOLE	PORTFOLIO LN TSR	46.40K	SH	$1.26M 0.85%	46.40K

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