Filed: 8/14/2024ACC: 0001172661-24-003494
📋 What this filing means
NAPA WEALTH MANAGEMENT filed this quarterly 13F‑HR report disclosing 71 equity positions with a total reported market value of $189.90M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
71
Positions
$189.90M
Total AUM (reported)
3.08M
Total Shares
Allocation by class
FLOATNG RAT TREA$55.72M29.3%
BLOOMBERG 3-12 M$47.50M25.0%
BLOOMBERG 1-3 MO$40.09M21.1%
COM$15.28M8.0%
UNIT SER 1$2.82M1.5%
PORTFOLIO SH TSR$2.77M1.5%
PORTFOLIO S&P500$2.50M1.3%
Portfolio Concentration
Top 3$143.31M75.5%
4–10$15.33M8.1%
11–25$14.95M7.9%
Rest$16.32M8.6%
Top 3 weight
75.5%
Top 10 weight
83.5%
Voting Authority Distribution
Total shares with voting rights: 3.08M
Sole
Full voting authority
3.08M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole71
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings71
Rows:
WISDOMTREE TR
SOLEShares1.11M
TypeSH
Market value$55.72M
29.34%
Sole
1.11M
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares477.72K
TypeSH
Market value$47.50M
25.01%
Sole
477.72K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares436.76K
TypeSH
Market value$40.09M
21.11%
Sole
436.76K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares6.34K
TypeSH
Market value$2.82M
1.48%
Sole
6.34K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares95.85K
TypeSH
Market value$2.77M
1.46%
Sole
95.85K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares40.57K
TypeSH
Market value$2.50M
1.31%
Sole
40.57K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares3.87K
TypeSH
Market value$2.03M
1.07%
Sole
3.87K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares21.81K
TypeSH
Market value$1.78M
0.94%
Sole
21.81K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares4.18K
TypeSH
Market value$1.76M
0.93%
Sole
4.18K
Shared
0.00
None
0.00
HERCULES CAPITAL INC
SOLEShares90.32K
TypeSH
Market value$1.67M
0.88%
Sole
90.32K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares13.82K
TypeSH
Market value$1.53M
0.80%
Sole
13.82K
Shared
0.00
None
0.00
APPLE INC
SOLEShares8.68K
TypeSH
Market value$1.49M
0.78%
Sole
8.68K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares1.48K
TypeSH
Market value$1.34M
0.70%
Sole
1.48K
Shared
0.00
None
0.00
GLOBAL X FDS
SOLEShares35.65K
TypeSH
Market value$1.21M
0.64%
Sole
35.65K
Shared
0.00
None
0.00
NUVEEN CALIFORNIA AMT QLT MU
SOLEShares98.98K
TypeSH
Market value$1.20M
0.63%
Sole
98.98K
Shared
0.00
None
0.00
FIRST TR NASDAQ 100 TECH IND
SOLEShares5.53K
TypeSH
Market value$1.05M
0.55%
Sole
5.53K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares5.33K
TypeSH
Market value$1.05M
0.55%
Sole
5.33K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares4.73K
TypeSH
Market value$884.2K
0.47%
Sole
4.73K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares4.80K
TypeSH
Market value$876.4K
0.46%
Sole
4.80K
Shared
0.00
None
0.00
NEUBERGER BERMAN MUN FD INC
SOLEShares78.05K
TypeSH
Market value$817.2K
0.43%
Sole
78.05K
Shared
0.00
None
0.00
VANECK ETF TRUST
SOLEShares3.59K
TypeSH
Market value$808.5K
0.43%
Sole
3.59K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares1.37K
TypeSH
Market value$717.6K
0.38%
Sole
1.37K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares6.22K
TypeSH
Market value$687.7K
0.36%
Sole
6.22K
Shared
0.00
None
0.00
EATON VANCE CALIF MUN INCOM
SOLEShares63.33K
TypeSH
Market value$672.0K
0.35%
Sole
63.33K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares2.37K
TypeSH
Market value$615.2K
0.32%
Sole
2.37K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WISDOMTREE TRSOLE | FLOATNG RAT TREA | 1.11M | SH | $55.72M 29.34% | 1.11M | 0.00 | 0.00 |
SPDR SER TRSOLE | BLOOMBERG 3-12 M | 477.72K | SH | $47.50M 25.01% | 477.72K | 0.00 | 0.00 |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 436.76K | SH | $40.09M 21.11% | 436.76K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 6.34K | SH | $2.82M 1.48% | 6.34K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO SH TSR | 95.85K | SH | $2.77M 1.46% | 95.85K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 40.57K | SH | $2.50M 1.31% | 40.57K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 3.87K | SH | $2.03M 1.07% | 3.87K | 0.00 | 0.00 |
ISHARES TRSOLE | 1 3 YR TREAS BD | 21.81K | SH | $1.78M 0.94% | 21.81K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 4.18K | SH | $1.76M 0.93% | 4.18K | 0.00 | 0.00 |
HERCULES CAPITAL INCSOLE | COM | 90.32K | SH | $1.67M 0.88% | 90.32K | 0.00 | 0.00 |
ISHARES TRSOLE | SHORT TREAS BD | 13.82K | SH | $1.53M 0.80% | 13.82K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 8.68K | SH | $1.49M 0.78% | 8.68K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 1.48K | SH | $1.34M 0.70% | 1.48K | 0.00 | 0.00 |
GLOBAL X FDSSOLE | ARTIFICIAL ETF | 35.65K | SH | $1.21M 0.64% | 35.65K | 0.00 | 0.00 |
NUVEEN CALIFORNIA AMT QLT MUSOLE | COM | 98.98K | SH | $1.20M 0.63% | 98.98K | 0.00 | 0.00 |
FIRST TR NASDAQ 100 TECH INDSOLE | SHS | 5.53K | SH | $1.05M 0.55% | 5.53K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | VNG RUS2000GRW | 5.33K | SH | $1.05M 0.55% | 5.33K | 0.00 | 0.00 |
ISHARES TRSOLE | S&P 500 VAL ETF | 4.73K | SH | $884.2K 0.47% | 4.73K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | NASDAQ 100 ETF | 4.80K | SH | $876.4K 0.46% | 4.80K | 0.00 | 0.00 |
NEUBERGER BERMAN MUN FD INCSOLE | COM | 78.05K | SH | $817.2K 0.43% | 78.05K | 0.00 | 0.00 |
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 3.59K | SH | $808.5K 0.43% | 3.59K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 1.37K | SH | $717.6K 0.38% | 1.37K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P SCP ETF | 6.22K | SH | $687.7K 0.36% | 6.22K | 0.00 | 0.00 |
EATON VANCE CALIF MUN INCOMSOLE | SH BEN INT | 63.33K | SH | $672.0K 0.35% | 63.33K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 2.37K | SH | $615.2K 0.32% | 2.37K | 0.00 | 0.00 |
Page 1 of 3