NANTAHALA CAPITAL PARTNERS II LIMITED PARTNERSHIP enters IMAGEWARE SYSTEMS INC with 1.28M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 11/19/2020ACC: 0001104659-20-127323
→
10% Owner
Since Nov 2020
1.28M
Baseline shares
100% direct
1.28M
Direct ownership
1 position
47M
Derivative underlying
1 instrument
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned1.28M
Total
1.28M direct1.28M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.28M | Direct |
| Total | 1.28M | 1.28M direct |
Derivative Holdings1
Series D Convertible Preferred Stock
DirectUnderlying security
Common Stock
Underlying shares
47M
Shares owned
N/A
Exercise price
.0583
Expiration
—
Exercise window
—
Total
Underlying
47M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Series D Convertible Preferred Stock Direct | Common Stock | .0583 | — | — | 47M | N/A |
| Total | 47M | 0.00 | ||||