NAKAJIMA YUTAKA (See Remarks) exercised options at NOMURA HOLDINGS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 4/28/2026ACC: 0001193125-26-183701
DirectorOfficer· See Remarks
Since Mar 2026
-197.72K
Net shares
Net seller
$1.62M
Total sold
0
Open market trades
0B · 0S
6
Total transactions
202.92K acquired · 400.64K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+193.02K
Price / share
—
Trade value
—
% of position
28.5%
4/24/2026
677.54K→870.56K
Common Stock
Direct
Shares
−193.02K
Price / share
$8.21
Trade value
$1.58M
% of position
22.2%
4/24/2026
870.56K→677.54K
Common Stock
Direct
Shares
+9.90K
Price / share
—
Trade value
—
% of position
1.5%
4/27/2026
677.54K→687.44K
Common Stock
Direct
Shares
−4.70K
Price / share
$7.71
Trade value
$36.21K
% of position
0.7%
4/27/2026
687.44K→682.74K
Total
Net shares
+5.20K
Net value
-$1.62M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/24/2026 | M · Option Exercise | +193.02K | — | — | 28.5% | 677.54K | 870.56K |
| Common Stock Direct | 4/24/2026 | D · Disposition | −193.02K | $8.21 | $1.58M | 22.2% | 870.56K | 677.54K |
| Common Stock Direct | 4/27/2026 | M · Option Exercise | +9.90K | — | — | 1.5% | 677.54K | 687.44K |
| Common Stock Direct | 4/27/2026 | F · Tax Withholding | −4.70K | $7.71 | $36.21K | 0.7% | 687.44K | 682.74K |
| Total | +5.20K | -$1.62M | ||||||
Derivative Transactions2
Notional Stock Units
Direct
Converts to
Common stock
193.02K shares
Shares
−193.02K
Strike price
Held after
264.08K
Exercisable
—
4/24/2026
Restricted Stock Units
Direct
Converts to
Common stock
9.90K shares
Shares
−9.90K
Strike price
Held after
0.00
Exercisable
—
4/27/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Notional Stock Units Direct | Common stock193.02K shares | 4/24/2026 | M · Option Exercise | −193.02K | — | 264.08K | |
| Restricted Stock Units Direct | Common stock9.90K shares | 4/27/2026 | M · Option Exercise | −9.90K | — | 0.00 |