NAATZ MICHAEL J. (EVP & CMO) reported 3 transactions at KANSAS CITY SOUTHERN

Review the transaction codes below to understand the nature of each event.

NAATZ MICHAEL J.

Filed: 12/15/2021ACC: 0001062993-21-012932

InsiderNAATZ MICHAEL J.CIK 1490357

→

IssuerKANSAS CITY SOUTHERNCIK 54480

Officer· EVP & CMO

Since Jan 2019

-33.36K

Net shares

Net seller

$572.7K

Total sold

Open market trades

0B · 0S

Total transactions

33.36K disposed

Non-Derivative Transactions3

Common Stock

Direct

G · Gift

−426.00

Price / share

—

Trade value

—

% of position

3.2%

5/19/2021

13.35K→12.93K

Common Stock

Direct

F · Tax Withholding

−1.97K

Price / share

$290.71

Trade value

$572.70K

% of position

15.2%

12/14/2021

12.93K→10.96K

Common Stock

Direct

D · Disposition

−10.96K

Price / share

—

Trade value

—

% of position

New position

12/14/2021

10.96K→0.00

Total

Net shares

−13.35K

Net value

-$572.70K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	5/19/2021	G · Gift	−426.00	—	—	3.2%	13.35K	12.93K
Common Stock Direct	12/14/2021	F · Tax Withholding	−1.97K	$290.71	$572.70K	15.2%	12.93K	10.96K
Common Stock Direct	12/14/2021	D · Disposition	−10.96K	—	—	New position	10.96K	0.00
Total			−13.35K		-$572.70K

Derivative Transactions4

Employee Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

3.94K shares

−3.94K

Strike price

105.83

Held after

0.00

Exercisable

—

12/14/2021

Employee Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

6.26K shares

−6.26K

Strike price

110.13

Held after

0.00

Exercisable

—

12/14/2021

Employee Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

5.73K shares

−5.73K

Strike price

171.86

Held after

0.00

Exercisable

—

12/14/2021

Employee Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

4.08K shares

−4.08K

Strike price

211.1

Held after

0.00

Exercisable

—

12/14/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable
Employee Stock Option (Right to Buy) Direct	Common Stock3.94K shares	12/14/2021	D · Disposition	−3.94K	105.83	—
Employee Stock Option (Right to Buy) Direct	Common Stock6.26K shares	12/14/2021	D · Disposition	−6.26K	110.13	—
Employee Stock Option (Right to Buy) Direct	Common Stock5.73K shares	12/14/2021	D · Disposition	−5.73K	171.86	—
Employee Stock Option (Right to Buy) Direct	Common Stock4.08K shares	12/14/2021	D · Disposition	−4.08K	211.1	—