MUTTERA ROBERT H (EVP & CCO) reported 2 transactions at BANK OF COMMERCE HOLDINGS
Review the transaction codes below to understand the nature of each event.
Filed: 10/1/2021ACC: 0001437749-21-023103
Officer· EVP & CCO
Since Oct 2018
-138.33K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
138.33K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−116.66K
Price / share
—
Trade value
—
% of position
New position
9/30/2021
116.66K→0.00
Common Stock
Indirect
Shares
−1.67K
Price / share
—
Trade value
—
% of position
New position
9/30/2021
1.67K→0.00
Total
Net shares
−118.33K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/30/2021 | D · Disposition | −116.66K | — | — | New position | 116.66K | 0.00 |
| Common Stock Indirect | 9/30/2021 | D · Disposition | −1.67K | — | — | New position | 1.67K | 0.00 |
| Total | −118.33K | $0.00 | ||||||
Derivative Transactions1
Employee Stock Option
Direct
Converts to
Common Stock
20K shares
Shares
−20K
Strike price
6.39
Held after
0.00
Exercisable
—
9/30/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option Direct | Common Stock20K shares | 9/30/2021 | D · Disposition | −20K | 6.39 | — | 0.00 |