MULROY MICHAEL H. (President and CEO) received a stock award from ASTERIAS BIOTHERAPEUTICS, INC.
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 3/5/2019ACC: 0001140361-19-004431
DirectorOfficer· President and CEO
Since Jul 2018
+176.02K
Net shares
Net buyer
$72.8K
Total sold
0
Open market trades
0B · 0S
2
Total transactions
252.61K acquired · 76.59K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+252.61K
Price / share
—
Trade value
—
% of position
258.8%
3/1/2019
97.60K→350.21K
Common Stock
Direct
Shares
−76.59K
Price / share
$0.95
Trade value
$72.76K
% of position
21.9%
3/1/2019
350.21K→273.62K
Total
Net shares
+176.02K
Net value
-$72.76K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/1/2019 | A · Award | +252.61K | — | — | 258.8% | 97.60K | 350.21K |
| Common Stock Direct | 3/1/2019 | F · Tax Withholding | −76.59K | $0.95 | $72.76K | 21.9% | 350.21K | 273.62K |
| Total | +176.02K | -$72.76K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
800K
Shares owned
800K
Exercise price
3.7
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
200K
Shares owned
200K
Exercise price
1.95
Expiration
—
Exercise window
—
Total
Underlying
1M
Owned
1M
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock | 3.7 | — | — | 800K | 800K |
| Stock Options Direct | Common Stock | 1.95 | — | — | 200K | 200K |
| Total | 1M | 1M | ||||