MULLER LEE S (Chief Financial Officer) exercised options at AQUAVENTURE HOLDINGS LTD
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/5/2020ACC: 0001179110-20-003156
Officer· Chief Financial Officer
Since Sep 2018
-277.00
Net shares
Net seller
$7.5K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
1.14K acquired · 1.41K disposed
Non-Derivative Transactions2
Ordinary Shares
Direct
Shares
+1.14K
Price / share
—
Trade value
—
% of position
4.2%
3/4/2020
26.92K→28.05K
Ordinary Shares
Direct
Shares
−277.00
Price / share
$27.00
Trade value
$7.48K
% of position
1.0%
3/4/2020
28.05K→27.78K
Total
Net shares
+860.00
Net value
-$7.48K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares Direct | 3/4/2020 | M · Option Exercise | +1.14K | — | — | 4.2% | 26.92K | 28.05K |
| Ordinary Shares Direct | 3/4/2020 | F · Tax Withholding | −277.00 | $27.00 | $7.48K | 1.0% | 28.05K | 27.78K |
| Total | +860.00 | -$7.48K | ||||||
Derivative Transactions1
Restricted Share Units
Direct
Converts to
Ordinary Shares
1.14K shares
Shares
−1.14K
Strike price
Held after
4.55K
Exercisable
—
3/4/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Share Units Direct | Ordinary Shares1.14K shares | 3/4/2020 | M · Option Exercise | −1.14K | — | 4.55K |
Non-Derivative Holdings (Post-Transaction)1
Ordinary Shares
IndirectShares owned70K
Total
70K indirect70K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Ordinary Shares | 70K | Indirect |
| Total | 70K | 70K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported