MULLER LEE S (Chief Financial Officer) exercised options at AQUAVENTURE HOLDINGS LTD
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/4/2020ACC: 0001179110-20-000991
Officer· Chief Financial Officer
Since Sep 2018
-1.43K
Net shares
Net seller
$38.6K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
5K acquired · 6.43K disposed
Non-Derivative Transactions2
Ordinary Shares
Direct
Shares
+5K
Price / share
—
Trade value
—
% of position
21.4%
1/31/2020
23.34K→28.34K
Ordinary Shares
Direct
Shares
−1.43K
Price / share
$27.00
Trade value
$38.58K
% of position
5.0%
1/31/2020
28.34K→26.92K
Total
Net shares
+3.57K
Net value
-$38.58K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares Direct | 1/31/2020 | M · Option Exercise | +5K | — | — | 21.4% | 23.34K | 28.34K |
| Ordinary Shares Direct | 1/31/2020 | F · Tax Withholding | −1.43K | $27.00 | $38.58K | 5.0% | 28.34K | 26.92K |
| Total | +3.57K | -$38.58K | ||||||
Derivative Transactions2
Restricted Share Units
Direct
Converts to
Ordinary Shares
1.25K shares
Shares
−1.25K
Strike price
Held after
9.99K
Exercisable
—
1/31/2020
Restricted Share Units
Direct
Converts to
Ordinary Shares
3.75K shares
Shares
−3.75K
Strike price
Held after
11.26K
Exercisable
—
1/31/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Share Units Direct | Ordinary Shares1.25K shares | 1/31/2020 | M · Option Exercise | −1.25K | — | 9.99K | |
| Restricted Share Units Direct | Ordinary Shares3.75K shares | 1/31/2020 | M · Option Exercise | −3.75K | — | 11.26K |
Non-Derivative Holdings (Post-Transaction)1
Ordinary Shares
IndirectShares owned70K
Total
70K indirect70K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Ordinary Shares | 70K | Indirect |
| Total | 70K | 70K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported