MULLER LEE S (Chief Financial Officer) reported 2 transactions at AQUAVENTURE HOLDINGS LTD
Review the transaction codes below to understand the nature of each event.
Filed: 3/30/2020ACC: 0001104659-20-040414
Officer· Chief Financial Officer
Since Sep 2018
-339.92K
Net shares
Net seller
$2.65M
Total sold
0
Open market trades
0B · 0S
5
Total transactions
339.92K disposed
Non-Derivative Transactions2
Ordinary Shares
Direct
Shares
−27.78K
Price / share
$27.10
Trade value
$752.73K
% of position
New position
3/30/2020
27.78K→0.00
Ordinary Shares
Indirect
Shares
−70K
Price / share
$27.10
Trade value
$1.90M
% of position
New position
3/30/2020
70K→0.00
Total
Net shares
−97.78K
Net value
-$2.65M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares Direct | 3/30/2020 | D · Disposition | −27.78K | $27.10 | $752.73K | New position | 27.78K | 0.00 |
| Ordinary Shares Indirect | 3/30/2020 | D · Disposition | −70K | $27.10 | $1.90M | New position | 70K | 0.00 |
| Total | −97.78K | -$2.65M | ||||||
Derivative Transactions3
Share Options
Direct
Converts to
Ordinary Shares
199.26K shares
Shares
−199.26K
Strike price
18.00
Held after
0.00
Exercisable
—
3/30/2020
Share Options
Direct
Converts to
Ordinary Shares
17.09K shares
Shares
−17.09K
Strike price
18.00
Held after
0.00
Exercisable
—
3/30/2020
Restricted Share Units
Direct
Converts to
Ordinary Shares
25.79K shares
Shares
−25.79K
Strike price
0
Held after
0.00
Exercisable
—
3/30/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Share Options Direct | Ordinary Shares199.26K shares | 3/30/2020 | D · Disposition | −199.26K | 18.00 | — | 0.00 |
| Share Options Direct | Ordinary Shares17.09K shares | 3/30/2020 | D · Disposition | −17.09K | 18.00 | — | 0.00 |
| Restricted Share Units Direct | Ordinary Shares25.79K shares | 3/30/2020 | D · Disposition | −25.79K | 0 | — | 0.00 |