MULLEN MICHAEL A (CEO and Chairman of the Board) reported 2 transactions at NATIONAL HOLDINGS CORP
Review the transaction codes below to understand the nature of each event.
Filed: 2/25/2021ACC: 0001437749-21-004135
DirectorOfficer· CEO and Chairman of the Board
Since Jan 2018
-1.32M
Net shares
Net seller
$1.18M
Total sold
0
Open market trades
0B · 0S
3
Total transactions
1.32M disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−236.04K
Price / share
$3.25
Trade value
$767.15K
% of position
65.0%
2/25/2021
363.08K→127.03K
Common Stock
Direct
Shares
−127.03K
Price / share
$3.25
Trade value
$412.86K
% of position
New position
2/25/2021
127.03K→0.00
Total
Net shares
−363.08K
Net value
-$1.18M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 2/25/2021 | U · U | −236.04K | $3.25 | $767.15K | 65.0% | 363.08K | 127.03K |
| Common Stock Direct | 2/25/2021 | D · Disposition | −127.03K | $3.25 | $412.86K | New position | 127.03K | 0.00 |
| Total | −363.08K | -$1.18M | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
960.83K shares
Shares
−960.83K
Strike price
Held after
0.00
Exercisable
—
2/25/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock960.83K shares | 2/25/2021 | D · Disposition | −960.83K | — | 0.00 |