MULLEN MICHAEL A (CEO and Chairman of the Board) exercised options at NATIONAL HOLDINGS CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/6/2021ACC: 0001437749-21-000256
DirectorOfficer· CEO and Chairman of the Board
Since Jan 2018
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
78.13K acquired · 78.13K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+78.13K
Price / share
—
Trade value
—
% of position
20.6%
1/3/2021
379.34K→457.47K
Total
Net shares
+78.13K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/3/2021 | M · Option Exercise | +78.13K | — | — | 20.6% | 379.34K | 457.47K |
| Total | +78.13K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
78.13K shares
Shares
−78.13K
Strike price
Held after
960.83K
Exercisable
—
1/3/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock78.13K shares | 1/3/2021 | M · Option Exercise | −78.13K | — | 960.83K |