MULLEN MICHAEL A (CEO and Chairman of the Board) exercised options at NATIONAL HOLDINGS CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 11/5/2019ACC: 0001437749-19-021604
DirectorOfficer· CEO and Chairman of the Board
Since Jan 2018
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
53.59K acquired · 53.59K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+53.59K
Price / share
—
Trade value
—
% of position
30.3%
11/1/2019
176.63K→230.21K
Total
Net shares
+53.59K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/1/2019 | M · Option Exercise | +53.59K | — | — | 30.3% | 176.63K | 230.21K |
| Total | +53.59K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
53.59K shares
Shares
−53.59K
Strike price
Held after
997.47K
Exercisable
—
11/1/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock53.59K shares | 11/1/2019 | M · Option Exercise | −53.59K | — | 997.47K |