MULLAN JILL (COO, Secretary, Treasurer) reported 2 transactions at ISPECIMEN INC.
Review the transaction codes below to understand the nature of each event.
Filed: 6/23/2021ACC: 0001104659-21-084773
DirectorOfficer· COO, Secretary, Treasurer
Since Jun 2021
+255.00
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
5
Total transactions
83.40K acquired · 83.15K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+6.25K
Price / share
—
Trade value
—
% of position
14.4%
6/21/2021
43.32K→49.57K
Common Stock
Direct
Shares
+76.90K
Price / share
—
Trade value
—
% of position
155.1%
6/21/2021
49.57K→126.46K
Total
Net shares
+83.15K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/21/2021 | C · Conversion | +6.25K | — | — | 14.4% | 43.32K | 49.57K |
| Common Stock Direct | 6/21/2021 | C · Conversion | +76.90K | — | — | 155.1% | 49.57K | 126.46K |
| Total | +83.15K | $0.00 | ||||||
Derivative Transactions3
Series A Preferred Stock
Direct
Converts to
Common Stock
6.25K shares
Shares
−6.25K
Strike price
Held after
0.00
Exercisable
—
6/21/2021
Bridge Note
Direct
Converts to
Common Stock
255.00 shares
Shares
+255.00
Strike price
Held after
76.90K
Exercisable
—
6/21/2021
Bridge Note
Direct
Converts to
Common Stock
76.90K shares
Shares
−76.90K
Strike price
5.6
Held after
0.00
Exercisable
—
6/21/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series A Preferred Stock Direct | Common Stock6.25K shares | 6/21/2021 | C · Conversion | −6.25K | — | 0.00 | |
| Bridge Note Direct | Common Stock255.00 shares | 6/21/2021 | J · J | +255.00 | — | 76.90K | |
| Bridge Note Direct | Common Stock76.90K shares | 6/21/2021 | C · Conversion | −76.90K | 5.6 | — | 0.00 |