MULLAN JILL enters ISPECIMEN INC. with 43.32K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 6/17/2021ACC: 0001104659-21-082378
DirectorOfficer· COO, Secretary, Treasurer
Since Jun 2021
43.32K
Baseline shares
100% direct
43.32K
Direct ownership
1 position
172.49K
Derivative underlying
5 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned43.32K
Total
43.32K direct43.32K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 43.32K | Direct |
| Total | 43.32K | 43.32K direct |
Derivative Holdings5
Option
DirectUnderlying security
Common Stock
Underlying shares
19.30K
Shares owned
N/A
Exercise price
1.00
Expiration
—
Exercise window
—
Option
DirectUnderlying security
Common Stock
Underlying shares
4.51K
Shares owned
N/A
Exercise price
1.00
Expiration
—
Exercise window
—
Bridge Note
DirectUnderlying security
Common Stock
Underlying shares
76.64K
Shares owned
N/A
Exercise price
5.60
Expiration
—
Exercise window
—
Series A Preferred Stock
DirectUnderlying security
Common Stock
Underlying shares
6.25K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Option
DirectUnderlying security
Common Stock
Underlying shares
65.79K
Shares owned
N/A
Exercise price
1.00
Expiration
—
Exercise window
—
Total
Underlying
172.49K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Option Direct | Common Stock | 1.00 | — | — | 19.30K | N/A |
| Option Direct | Common Stock | 1.00 | — | — | 4.51K | N/A |
| Bridge Note Direct | Common Stock | 5.60 | — | — | 76.64K | N/A |
| Series A Preferred Stock Direct | Common Stock | — | — | 6.25K | N/A | |
| Option Direct | Common Stock | 1.00 | — | — | 65.79K | N/A |
| Total | 172.49K | 0.00 | ||||