MULACEK PHIL E exercised options at EMPIRE PETROLEUM CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/12/2026ACC: 0001072613-26-000266
+1M
Net shares
Net buyer
$3.00M
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
1M acquired
Non-Derivative Transactions1
Common Stock
Direct
Shares
+1M
Price / share
$2.99
Trade value
$3M
% of position
16.3%
3/10/2026
6.17M→7.18M
Total
Net shares
+1M
Net value
$3M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/10/2026 | M · Option Exercise | +1M | $2.99 | $3M | 16.3% | 6.17M | 7.18M |
| Total | +1M | $3M | ||||||
Derivative Transactions1
Convertible Note Due 2026
Direct
Converts to
Common Stock
1M shares
Shares
−N/A
Strike price
2.99
Held after
N/A
Exercisable
—
3/10/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Convertible Note Due 2026 Direct | Common Stock1M shares | 3/10/2026 | M · Option Exercise | −N/A | 2.99 | — | N/A |
Non-Derivative Holdings (Post-Transaction)4
Common Stock
IndirectShares owned42.83K
Common Stock
IndirectShares owned485.20K
Common Stock
IndirectShares owned817.26K
Common Stock
IndirectShares owned526.30K
Total
1.87M indirect1.87M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 42.83K | Indirect |
| Common Stock | 485.20K | Indirect |
| Common Stock | 817.26K | Indirect |
| Common Stock | 526.30K | Indirect |
| Total | 1.87M | 1.87M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported