MUKUNDA RAM (Exec. Chairman & CEO) exercised options at IGC PHARMA, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 4 exercises

MUKUNDA RAM

Filed: 6/28/2022ACC: 0001185185-22-000778

InsiderMUKUNDA RAMCIK 1047575

→

IssuerIGC PHARMA, INC.CIK 1326205

DirectorOfficer10% Owner· Exec. Chairman & CEO

Since Aug 2018

0.00

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

1.15M acquired · 1.15M disposed

Non-Derivative Transactions4

Common Stock

Direct

M · Option Exercise

+333.33K

Price / share

—

Trade value

—

% of position

15.3%

3/21/2022

2.17M→2.51M

Common Stock

Indirect

M · Option Exercise

+16.67K

Price / share

—

Trade value

—

% of position

2.3%

3/21/2022

727.42K→744.08K

Common Stock

Direct

M · Option Exercise

+600K

Price / share

—

Trade value

—

% of position

23.9%

5/31/2022

2.51M→3.11M

Common Stock

Direct

M · Option Exercise

+200K

Price / share

—

Trade value

—

% of position

6.4%

6/1/2022

3.11M→3.31M

Total

Net shares

+1.15M

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	3/21/2022	M · Option Exercise	+333.33K	—	—	15.3%	2.17M	2.51M
Common Stock Indirect	3/21/2022	M · Option Exercise	+16.67K	—	—	2.3%	727.42K	744.08K
Common Stock Direct	5/31/2022	M · Option Exercise	+600K	—	—	23.9%	2.51M	3.11M
Common Stock Direct	6/1/2022	M · Option Exercise	+200K	—	—	6.4%	3.11M	3.31M
Total			+1.15M		$0.00

Derivative Transactions4

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

333.33K shares

−333.33K

Strike price

0.0

Held after

3.87M

Exercisable

—

3/21/2022

Restricted Stock Units

Indirect

M · Option Exercise

Converts to

Common Stock

16.67K shares

−16.67K

Strike price

0.0

Held after

33.33K

Exercisable

—

3/21/2022

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

600K shares

−600K

Strike price

0.0

Held after

3.27M

Exercisable

—

5/31/2022

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

200K shares

−200K

Strike price

0.0

Held after

3.07M

Exercisable

—

6/1/2022

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock333.33K shares	3/21/2022	M · Option Exercise	−333.33K	—	3.87M
Restricted Stock Units Indirect	Common Stock16.67K shares	3/21/2022	M · Option Exercise	−16.67K	—	33.33K
Restricted Stock Units Direct	Common Stock600K shares	5/31/2022	M · Option Exercise	−600K	—	3.27M
Restricted Stock Units Direct	Common Stock200K shares	6/1/2022	M · Option Exercise	−200K	—	3.07M