MOYES JAY M (Chief Financial Officer) reported 2 transactions at SERA PROGNOSTICS, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 7/21/2021ACC: 0001104659-21-094520
Officer· Chief Financial Officer
Since Jul 2021
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
2.83K acquired · 2.83K disposed
Non-Derivative Transactions2
Class A Common Stock
Direct
Shares
+2.46K
Price / share
—
Trade value
—
% of position
New position
7/19/2021
0.00→2.46K
Class A Common Stock
Direct
Shares
+375.00
Price / share
—
Trade value
—
% of position
15.3%
7/19/2021
2.46K→2.83K
Total
Net shares
+2.83K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 7/19/2021 | C · Conversion | +2.46K | — | — | New position | 0.00 | 2.46K |
| Class A Common Stock Direct | 7/19/2021 | C · Conversion | +375.00 | — | — | 15.3% | 2.46K | 2.83K |
| Total | +2.83K | $0.00 | ||||||
Derivative Transactions2
Series A-2 Preferred Stock
Direct
Converts to
Class A Common Stock
2.46K shares
Shares
−2.46K
Strike price
Held after
0.00
Exercisable
—
7/19/2021
Series B-1 Preferred Stock
Direct
Converts to
Class A Common Stock
375.00 shares
Shares
−375.00
Strike price
Held after
0.00
Exercisable
—
7/19/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series A-2 Preferred Stock Direct | Class A Common Stock2.46K shares | 7/19/2021 | C · Conversion | −2.46K | — | 0.00 | |
| Series B-1 Preferred Stock Direct | Class A Common Stock375.00 shares | 7/19/2021 | C · Conversion | −375.00 | — | 0.00 |