MOSS GREGORY S.

PrivateCIK: 1742496

Location

NEW YORK, NY

MOSS GREGORY S. (EVP, General Counsel) reported 1 transaction at KADMON HOLDINGS, INC.

Review the transaction codes below to understand the nature of each event.

MOSS GREGORY S.

Filed: 11/9/2021ACC: 0001104659-21-136407

InsiderMOSS GREGORY S.CIK 1742496

→

IssuerKADMON HOLDINGS, INC.CIK 1557142

Officer· EVP, General Counsel

Since Aug 2019

-1.66M

Net shares

Net seller

$167.9K

Total sold

0

Open market trades

0B · 0S

8

Total transactions

1.66M disposed

Non-Derivative Transactions1

Common Stock

Direct

D · Disposition

Shares

−17.67K

Price / share

$9.50

Trade value

$167.87K

% of position

New position

11/9/2021

17.67K→0.00

Total

Net shares

−17.67K

Net value

-$167.87K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	11/9/2021	D · Disposition	−17.67K	$9.50	$167.87K	New position	17.67K	0.00
Total			−17.67K		-$167.87K

Derivative Transactions7

Stock Appreciation Right

Direct

D · Disposition

Converts to

Common Stock, par value $0.001

75K shares

Shares

−75K

Strike price

4.66

Held after

0.00

Exercisable

—

11/9/2021

Performance Stock Option (right to buy)

Direct

D · Disposition

Converts to

Common Stock, par value $0.001

150K shares

Shares

−150K

Strike price

3.64

Held after

0.00

Exercisable

—

11/9/2021

Stock Option (right to buy)

Direct

D · Disposition

Converts to

Common Stock, par value $0.001

75K shares

Shares

−75K

Strike price

2.47

Held after

0.00

Exercisable

—

11/9/2021

Stock Option (right to buy)

Direct

D · Disposition

Converts to

Common Stock, par value $0.001

300K shares

Shares

−300K

Strike price

2.14

Held after

0.00

Exercisable

—

11/9/2021

Stock Option (right to buy)

Direct

D · Disposition

Converts to

Common Stock, par value $0.001

360K shares

Shares

−360K

Strike price

4.34

Held after

0.00

Exercisable

—

11/9/2021

Stock Option (right to buy)

Direct

D · Disposition

Converts to

Common Stock, par value $0.001

680K shares

Shares

−680K

Strike price

3.96

Held after

0.00

Exercisable

—

11/9/2021

Equity Appreciation Rights Unit

Direct

D · Disposition

Converts to

Common Stock, par value $0.001

200.00 shares

Shares

−200.00

Strike price

6.00

Held after

0.00

Exercisable

—

11/9/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Appreciation Right Direct	Common Stock, par value $0.00175K shares	11/9/2021	D · Disposition	−75K	4.66	—	0.00
Performance Stock Option (right to buy) Direct	Common Stock, par value $0.001150K shares	11/9/2021	D · Disposition	−150K	3.64	—	0.00
Stock Option (right to buy) Direct	Common Stock, par value $0.00175K shares	11/9/2021	D · Disposition	−75K	2.47	—	0.00
Stock Option (right to buy) Direct	Common Stock, par value $0.001300K shares	11/9/2021	D · Disposition	−300K	2.14	—	0.00
Stock Option (right to buy) Direct	Common Stock, par value $0.001360K shares	11/9/2021	D · Disposition	−360K	4.34	—	0.00
Stock Option (right to buy) Direct	Common Stock, par value $0.001680K shares	11/9/2021	D · Disposition	−680K	3.96	—	0.00
Equity Appreciation Rights Unit Direct	Common Stock, par value $0.001200.00 shares	11/9/2021	D · Disposition	−200.00	6.00	—	0.00