MOSS GREGORY S.

PrivateCIK: 1742496
Location

NEW YORK, NY

MOSS GREGORY S. (EVP, General Counsel) reported 1 transaction at KADMON HOLDINGS, INC.

Review the transaction codes below to understand the nature of each event.

InsiderMOSS GREGORY S.CIK 1742496
IssuerKADMON HOLDINGS, INC.CIK 1557142
Officer· EVP, General Counsel
Since Aug 2019
-1.66M
Net shares
Net seller
$167.9K
Total sold
0
Open market trades
0B · 0S
8
Total transactions
1.66M disposed
Non-Derivative Transactions1

Common Stock

Direct
D · Disposition

Shares

17.67K

Price / share

$9.50

Trade value

$167.87K

% of position

New position
11/9/2021
17.67K0.00
Total

Net shares

17.67K

Net value

-$167.87K

Derivative Transactions7

Stock Appreciation Right

Direct
D · Disposition
Converts to

Common Stock, par value $0.001

75K shares

Shares

75K

Strike price

4.66

Held after

0.00

Exercisable

11/9/2021

Performance Stock Option (right to buy)

Direct
D · Disposition
Converts to

Common Stock, par value $0.001

150K shares

Shares

150K

Strike price

3.64

Held after

0.00

Exercisable

11/9/2021

Stock Option (right to buy)

Direct
D · Disposition
Converts to

Common Stock, par value $0.001

75K shares

Shares

75K

Strike price

2.47

Held after

0.00

Exercisable

11/9/2021

Stock Option (right to buy)

Direct
D · Disposition
Converts to

Common Stock, par value $0.001

300K shares

Shares

300K

Strike price

2.14

Held after

0.00

Exercisable

11/9/2021

Stock Option (right to buy)

Direct
D · Disposition
Converts to

Common Stock, par value $0.001

360K shares

Shares

360K

Strike price

4.34

Held after

0.00

Exercisable

11/9/2021

Stock Option (right to buy)

Direct
D · Disposition
Converts to

Common Stock, par value $0.001

680K shares

Shares

680K

Strike price

3.96

Held after

0.00

Exercisable

11/9/2021

Equity Appreciation Rights Unit

Direct
D · Disposition
Converts to

Common Stock, par value $0.001

200.00 shares

Shares

200.00

Strike price

6.00

Held after

0.00

Exercisable

11/9/2021
MOSS GREGORY S. — Insider Transaction (Form 4) Filed Nov 9, 2021 | Finecho