MOSKOWITZ ROY exercised options at SAKER AVIATION SERVICES, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

MOSKOWITZ ROY

Filed: 11/28/2023ACC: 0001437749-23-033098

InsiderMOSKOWITZ ROYCIK 1647161

→

IssuerSAKER AVIATION SERVICES, INC.CIK 1128281

Director

Since Dec 2018

-4.72K

Net shares

Net seller

$30.3K

Total sold

Open market trades

0B · 0S

Total transactions

10K acquired · 14.72K disposed

Non-Derivative Transactions6

Common Stock

Direct

M · Option Exercise

+3.33K

Price / share

$3.24

Trade value

$10.80K

% of position

46.8%

1/31/2020

7.13K→10.46K

Common Stock

Direct

F · Tax Withholding

−1.76K

Price / share

$6.15

Trade value

$10.80K

% of position

16.8%

1/31/2020

10.46K→8.70K

Common Stock

Direct

M · Option Exercise

+3.33K

Price / share

$2.40

Trade value

$8K

% of position

38.3%

1/31/2020

8.70K→12.04K

Common Stock

Direct

F · Tax Withholding

−1.30K

Price / share

$6.15

Trade value

$8K

% of position

10.8%

1/31/2020

12.04K→10.73K

Common Stock

Direct

M · Option Exercise

+3.33K

Price / share

$3.45

Trade value

$11.50K

% of position

31.2%

11/21/2023

10.69K→14.02K

Common Stock

Direct

F · Tax Withholding

−1.67K

Price / share

$6.90

Trade value

$11.50K

% of position

11.9%

11/21/2023

14.02K→12.36K

Total

Net shares

+5.28K

Net value

$1.02

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	1/31/2020	M · Option Exercise	+3.33K	$3.24	$10.80K	46.8%	7.13K	10.46K
Common Stock Direct	1/31/2020	F · Tax Withholding	−1.76K	$6.15	$10.80K	16.8%	10.46K	8.70K
Common Stock Direct	1/31/2020	M · Option Exercise	+3.33K	$2.40	$8K	38.3%	8.70K	12.04K
Common Stock Direct	1/31/2020	F · Tax Withholding	−1.30K	$6.15	$8K	10.8%	12.04K	10.73K
Common Stock Direct	11/21/2023	M · Option Exercise	+3.33K	$3.45	$11.50K	31.2%	10.69K	14.02K
Common Stock Direct	11/21/2023	F · Tax Withholding	−1.67K	$6.90	$11.50K	11.9%	14.02K	12.36K
Total			+5.28K		$1.02

Derivative Transactions3

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

3.33K shares

−3.33K

Strike price

3.24

Held after

0.00

Exercisable

—

1/31/2020

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

3.33K shares

−3.33K

Strike price

2.40

Held after

0.00

Exercisable

—

1/31/2020

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

3.33K shares

−3.33K

Strike price

3.45

Held after

0.00

Exercisable

—

11/21/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable
Stock Option (Right to Buy) Direct	Common Stock3.33K shares	1/31/2020	M · Option Exercise	−3.33K	3.24	—
Stock Option (Right to Buy) Direct	Common Stock3.33K shares	1/31/2020	M · Option Exercise	−3.33K	2.40	—
Stock Option (Right to Buy) Direct	Common Stock3.33K shares	11/21/2023	M · Option Exercise	−3.33K	3.45	—

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)2

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

3.33K

Shares owned

3.33K

Exercise price

5.6000

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

3.33K

Shares owned

3.33K

Exercise price

5.4000

Expiration

—

Exercise window

—

Total

Underlying

6.67K

Owned

6.67K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (Right to Buy) Direct	Common Stock	5.6000	—	—	3.33K	3.33K
Stock Option (Right to Buy) Direct	Common Stock	5.4000	—	—	3.33K	3.33K
Total					6.67K	6.67K