MORTENSEN MICHAEL A. (SVP Sales & Merchandising) sold 28.7% of their position (21.98K shares) of SMART & FINAL STORES, INC. on the open market
Open‑market sale worth $113.0K — a significant reduction. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 11/6/2018ACC: 0001104659-18-066344
Officer· SVP Sales & Merchandising
Since Oct 2018
-21.98K
Net shares
Net seller
$113.0K
Total sold
1
Open market trades
0B · 1S
3
Total transactions
21.98K acquired · 43.95K disposed
Non-Derivative Transactions2
common stock par value $0.001
Direct
Shares
+21.98K
Price / share
$2.52
Trade value
$55.38K
% of position
40.2%
11/2/2018
54.73K→76.71K
common stock par value $0.001
Direct
Shares
−21.98K
Price / share
$5.14
Trade value
$112.96K
% of position
28.7%
11/2/2018
76.71K→54.73K
Total
Net shares
+0.00
Net value
-$57.58K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| common stock par value $0.001 Direct | 11/2/2018 | M · Option Exercise | +21.98K | $2.52 | $55.38K | 40.2% | 54.73K | 76.71K |
| common stock par value $0.001 Direct | 11/2/2018 | S · Sale | −21.98K | $5.14 | $112.96K | 28.7% | 76.71K | 54.73K |
| Total | +0.00 | -$57.58K | ||||||
Derivative Transactions1
Stock Option (right to buy)
Direct
Converts to
Common Stock
21.98K shares
Shares
−21.98K
Strike price
2.52
Held after
21.98K
Exercisable
—
11/2/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock21.98K shares | 11/2/2018 | M · Option Exercise | −21.98K | 2.52 | — | 21.98K |