MORRIS DENNIS PATRICK enters MIND TECHNOLOGY, INC with 15K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 4/23/2020ACC: 0001628280-20-005392
Officer· Chief Operating Officer
Since Apr 2020
15K
Baseline shares
100% direct
15K
Direct ownership
1 position
250K
Derivative underlying
1 instrument
1
Security positions
All direct
Non-Derivative Holdings1
MII Common Stock
DirectShares owned15K
Total
15K direct15K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| MII Common Stock | 15K | Direct |
| Total | 15K | 15K direct |
Derivative Holdings1
Option to Purchase Common Stock
DirectUnderlying security
MII Common Stock
Underlying shares
250K
Shares owned
N/A
Exercise price
1.25
Expiration
—
Exercise window
—
Total
Underlying
250K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Option to Purchase Common Stock Direct | MII Common Stock | 1.25 | — | — | 250K | N/A |
| Total | 250K | 0.00 | ||||