MORRIS DAVID RICHARD exercised options at RBB BANCORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/27/2026ACC: 0001437749-26-018410
+2.65K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
4.59K acquired · 1.95K disposed
Non-Derivative Transactions1
Common Stock, No Par Value
Direct
Shares
+1.95K
Price / share
—
Trade value
—
% of position
4.5%
5/21/2026
43.42K→45.37K
Total
Net shares
+1.95K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, No Par Value Direct | 5/21/2026 | M · Option Exercise | +1.95K | — | — | 4.5% | 43.42K | 45.37K |
| Total | +1.95K | $0.00 | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
2.65K shares
Shares
+2.65K
Strike price
Held after
2.65K
Exercisable
—
5/21/2026
Restricted Stock Units
Direct
Converts to
Common Stock
1.95K shares
Shares
−1.95K
Strike price
Held after
700.00
Exercisable
—
5/21/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock2.65K shares | 5/21/2026 | A · Award | +2.65K | — | 2.65K | |
| Restricted Stock Units Direct | Common Stock1.95K shares | 5/21/2026 | M · Option Exercise | −1.95K | — | 700.00 |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2
Restricted Stock Units
DirectUnderlying security
Common Stock
Underlying shares
2.23K
Shares owned
2.23K
Exercise price
Expiration
—
Exercise window
—
Restricted Stock Units
DirectUnderlying security
Common Stock
Underlying shares
3.16K
Shares owned
3.16K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
5.39K
Owned
5.39K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock | — | — | 2.23K | 2.23K | |
| Restricted Stock Units Direct | Common Stock | — | — | 3.16K | 3.16K | |
| Total | 5.39K | 5.39K | ||||