MORRIS DAVID RICHARD exercised options at RBB BANCORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/21/2026ACC: 0001437749-26-001666
-1.01K
Net shares
Net seller
$21.9K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
2.60K acquired · 3.62K disposed
Non-Derivative Transactions2
Common Stock, No Par Value
Direct
Shares
+2.60K
Price / share
$21.56
Trade value
$56.10K
% of position
6.0%
1/16/2026
43.05K→45.65K
Common Stock, No Par Value
Direct
Shares
−1.01K
Price / share
$21.56
Trade value
$21.88K
% of position
2.2%
1/16/2026
45.65K→44.63K
Total
Net shares
+1.59K
Net value
$34.22K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, No Par Value Direct | 1/16/2026 | M · Option Exercise | +2.60K | $21.56 | $56.10K | 6.0% | 43.05K | 45.65K |
| Common Stock, No Par Value Direct | 1/16/2026 | F · Tax Withholding | −1.01K | $21.56 | $21.88K | 2.2% | 45.65K | 44.63K |
| Total | +1.59K | $34.22K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
2.60K shares
Shares
−2.60K
Strike price
0
Held after
0.00
Exercisable
—
1/16/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock2.60K shares | 1/16/2026 | M · Option Exercise | −2.60K | 0 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2
Restricted Stock Units
DirectUnderlying security
Common Stock
Underlying shares
6.33K
Shares owned
6.33K
Exercise price
0.0000
Expiration
—
Exercise window
—
Restricted Stock Units
DirectUnderlying security
Common Stock
Underlying shares
4.45K
Shares owned
4.45K
Exercise price
0.0000
Expiration
—
Exercise window
—
Total
Underlying
10.78K
Owned
10.78K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock | 0.0000 | — | — | 6.33K | 6.33K |
| Restricted Stock Units Direct | Common Stock | 0.0000 | — | — | 4.45K | 4.45K |
| Total | 10.78K | 10.78K | ||||