MORAN JAMES P exercised options at IGC PHARMA, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

MORAN JAMES P

Filed: 6/28/2023ACC: 0001185185-23-000670

InsiderMORAN JAMES PCIK 1907094

→

IssuerIGC PHARMA, INC.CIK 1326205

Director

Since Jan 2022

+540K

Net shares

Net buyer

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

623.33K acquired · 83.33K disposed

Non-Derivative Transactions2

Common Stock

Direct

M · Option Exercise

+50K

Price / share

—

Trade value

—

% of position

100.0%

3/31/2023

50K→100K

Common Stock

Direct

M · Option Exercise

+33.33K

Price / share

—

Trade value

—

% of position

33.3%

3/31/2023

100K→133.33K

Total

Net shares

+83.33K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	3/31/2023	M · Option Exercise	+50K	—	—	100.0%	50K	100K
Common Stock Direct	3/31/2023	M · Option Exercise	+33.33K	—	—	33.3%	100K	133.33K
Total			+83.33K		$0.00

Derivative Transactions5

Restricted Stock Units

Direct

A · Award

Converts to

Common Stock

100K shares

+100K

Strike price

Held after

100K

Exercisable

—

5/25/2022

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

33.33K shares

−33.33K

Strike price

Held after

66.67K

Exercisable

—

3/31/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

50K shares

−50K

Strike price

Held after

50K

Exercisable

—

3/31/2023

Restricted Stock Units

Direct

A · Award

Converts to

Common Stock

240K shares

+240K

Strike price

Held after

240K

Exercisable

—

6/20/2023

Restricted Stock Units

Direct

A · Award

Converts to

Common Stock

200K shares

+200K

Strike price

Held after

200K

Exercisable

—

6/20/2023

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock100K shares	5/25/2022	A · Award	+100K	—	100K
Restricted Stock Units Direct	Common Stock33.33K shares	3/31/2023	M · Option Exercise	−33.33K	—	66.67K
Restricted Stock Units Direct	Common Stock50K shares	3/31/2023	M · Option Exercise	−50K	—	50K
Restricted Stock Units Direct	Common Stock240K shares	6/20/2023	A · Award	+240K	—	240K
Restricted Stock Units Direct	Common Stock200K shares	6/20/2023	A · Award	+200K	—	200K